Advisor Alert: Our Attorneys Are Investigating Espen Stoud Platou For Investment Fraud
Did You Lose Money Because of Espen Platou?
Filed: October 26, 2023
Espen Platou has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Espen Stoud Platou.
Who Is Espen Stoud Platou of Osaic Wealth, Inc.?
- Advisor Name: Espen Stoud Platou
- Aliases: Espen Platou
- CRD: 6639046
- Location: Bellevue, Washington State
- Current Employer: Osaic Wealth, Inc.
- Previous Firms: Hornor, Townsend & Kent, LLC
- Number of Known Customer Complaints: 1
- Can Espen Platou Be Sued: Yes, in Private Arbitration
- Can Espen Platou’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,365
- Highest Settlement: $7,600.55
If you have suffered investment losses by Espen Platou, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Espen Platou For Broker Misconduct
As of this publication date, Espen Platou has been the subject of 1 customer dispute. Let’s review it below.
In March 2020, a complaint was filed against or in reference to Espen Platou by a customer of Hornor, Townsend & Kent, LLC alleging that the client instructed that funds sent to his outside money manager be kept in cash, but instead they were invested in the market. Per the customer, he lost over $5,365 because of Mr. Platou’s actions. On June 24, 2020, Mr. Platou settled the claim for $7,600.55, and some or all of this amount may have been paid by Mr. Platou’s employer and/or insurance carrier.
How To File A Claim Against Espen Platou of Osaic Wealth, Inc. (previously with Hornor, Townsend & Kent, LLC) To Get Your Money Back.
If you have questions about Espen Platou, Osaic Wealth, Hornor, Townsend & Kent, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.