Advisor Alert: Our Attorneys Are Investigating James Allen Mayes For Investment Fraud

Did You Lose Money Because of James Mayes?

Filed: March 4, 2024

James Mayes currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Allen Mayes.

Who Is James Allen Mayes of Alexander Capital, L.P. and Alexander Capital Wealth Management LLC?

  • Advisor Name: James Allen Mayes
  • Aliases: James Mayes
  • CRD: 2879995
  • Location: Red Bank, New Jersey and Azusa, California
  • Current Employer: Alexander Capital, L.P. and Alexander Capital Wealth Management LLC
  • Previous Firms: Western International Securities and Financial West Group
  • Number of Known Customer Complaints: 1
  • Can James Mayes Be Sued: Yes, in Private Arbitration
  • Can James Mayes’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $100,000
  • Highest Settlement: Unknown

If you have suffered investment losses by James Mayes, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against James Mayes For Broker Misconduct

As of this publication date, James Mayes has been the subject of 1 customer dispute. Let’s review it below.

In March 2023, a FINRA arbitration was filed against or in reference to James Mayes by a customer of Western International Securities alleging unsuitability and misrepresentation. Per the customer, he/she lost over $100,000 because of Mr. Mayes’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against James Mayes of Alexander Capital, L.P. and Alexander Capital Wealth Management LLC (previously with Western International Securities and Financial West Group) To Get Your Money Back

If you have questions about James Mayes, Alexander Capital, L.P., Alexander Capital Wealth Management LLC, Western International Securities, Financial West Group, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.