Advisor Alert: Our Attorneys Are Investigating Rick Isaac Harbus For Investment Fraud
Did You Lose Money Because of Rick Harbus?
Filed: January 30, 2024
Rick Harbus currently has one (1) pending customer complaint. Overall, he has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Rick Isaac Harbus.
Who Is Rick Isaac Harbus of HBW Advisory Services LLC?
- Advisor Name: Rick Isaac Harbus
- Aliases: Rick Harbus
- CRD: 2278654
- Location: Simi Valley, California
- Current Employer: HBW Advisory Services LLC
- Previous Firms: Cetera Advisor Networks LLC and HBW Securities LLC
- Number of Known Customer Complaints: 3
- Can Rick Harbus Be Sued: Yes, in Private Arbitration
- Can Rick Harbus’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $350,000
- Highest Settlement: $19,350.17
If you have suffered investment losses by Rick Harbus, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Rick Harbus For Broker Misconduct
As of this publication date, Rick Harbus has been the subject of 3 customer disputes. Let’s review them below.
In December 2023, a complaint was filed against or in reference to Rick Harbus by a customer of HBW Advisory Services LLC alleging that Mr. Harbus’ investment strategies were not effective in mitigating the losses the client allegedly experienced. Per the customer, he lost over $350,000 because of Mr. Harbus’s actions. As of this publication date, this claim remains pending.
In June 2006, a complaint was filed against or in reference to Rick Harbus by a customer of American Express Financial Advisors alleging that the client incurred $20,000 in fees in connection with his annuity. Per the customer, he lost over $20,000 because of Mr. Harbus’s actions. On June 23, 2006, Mr. Harbus settled the claim for $19,350.17, and some or all of this amount may have been paid by Mr. Harbus’s employer and/or insurance carrier.
In April 2006, a complaint was filed against or in reference to Rick Harbus by a customer of PFS Investments, Inc. alleging that the client incurred $20,000 in fees in connection with his annuity. Per the customer, he lost over $20,000 because of Mr. Harbus’s actions. On June 23, 2006, Mr. Harbus settled the claim for $19,350.17, and some or all of this amount may have been paid by Mr. Harbus’s employer and/or insurance carrier.
How To File A Claim Against Rick Harbus of HBW Advisory Services LLC (previously with Cetera Advisor Networks LLC and HBW Securities LLC) To Get Your Money Back
If you have questions about Rick Harbus, HBW Advisory Services LLC, Cetera Advisor Networks LLC, HBW Securities LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.