Advisor Alert: Our Attorneys Are Investigating Brian Joseph Cote For Investment Fraud
Did You Lose Money Because of Brian Cote?
Filed: January 30, 2024
Brian Cote currently has two (2) pending customer complaints. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian Joseph Cote.
Who Is Brian Joseph Cote of GPWA, LLC?
- Advisor Name: Brian Joseph Cote
- Aliases: Brian Cote
- CRD: 4218494
- Location: Nashville, Tennessee
- Current Employer: GPWA, LLC
- Previous Firms: Triad Advisors, Inc.
- Number of Known Customer Complaints: 2
- Can Brian Cote Be Sued: Yes, in Private Arbitration
- Can Brian Cote’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $150,000
- Highest Settlement: Unknown
If you have suffered investment losses by Brian Cote, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Cote For Broker Misconduct
As of this publication date, Brian Cote has been the subject of 2 customer disputes. Let’s review them below.
In December 2023, a FINRA arbitration was filed against or in reference to Brian Cote by a customer of GPWA, LLC alleging that Mr. Cote failed to adequately supervise the sale of an alternative investment by a representative under his direct supervision. Per the customer, he/she lost over $50,000 because of Mr. Cote’s actions. As of this publication date, this claim remains pending.
In November 2023, a FINRA arbitration was filed against or in reference to Brian Cote by a customer of Triad Advisors, Inc. alleging that Mr. Cote sold them an alternative investment that was unsuitable. Per the customer, he/she lost over $150,000 because of Mr. Cote’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Brian Cote of GPWA, LLC (previously with Triad Advisors, Inc.) To Get Your Money Back
If you have questions about Brian Cote, GPWA, LLC, Triad Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.