Advisor Alert: Our Attorneys Are Investigating Gary Warren Owens For Investment Fraud
Did You Lose Money Because of Gary Owens?
Filed: March 19, 2024
Gary Owens has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gary Warren Owens.
Who Is Gary Warren Owens of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
- Advisor Name: Gary Warren Owens
- Aliases: Gary Owens
- CRD: 1048781
- Location: Boca Raton, Florida
- Current Employer: Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Previous Firms: Morgan Stanley and Morgan Stanley & Co. Incorporated
- Number of Known Customer Complaints: 2
- Can Gary Owens Be Sued: Yes, in Private Arbitration
- Can Gary Owens’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $133,084
- Highest Settlement: $1,994.22
If you have suffered investment losses by Gary Owens, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a securities fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Gary Owens For Broker Misconduct
As of this publication date, Gary Owens has been the subject of 2 customer disputes. Let’s review them below.
In December 2022, a complaint was filed against or in reference to Gary Owens by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging unsuitable investments inconsistent with client’s stated investment objectives. Per the customer, he/she lost over $133,084 because of Mr. Owens’s actions.
In March 1991, a NYSE arbitration was filed against or in reference to Gary Owens by a customer of Shearson Lehman Hutton alleging concerns about pricing information regarding option trade. Per the customer, he/she lost over $12,515.79 because of Mr. Owens’s actions. On January 28, 1992, Mr. Owens settled the claim for $1,994.22, and some or all of this amount may have been paid by Mr. Owens’s employer and/or insurance carrier.
How To File A Claim Against Gary Owens of Merrill Lynch, Pierce, Fenner & Smith Incorporated (previously with Morgan Stanley and Morgan Stanley & Co. Incorporated) To Get Your Money Back
If you have questions about Gary Owens, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.