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Did You Lose Money Because of James Callaway?

Filed: January 24, 2024

James Callaway has been the subject of one (1) criminal event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James McReynolds Callaway.

Who Is James McReynolds Callaway of Ameriprise Financial Services, LLC?

  • Advisor Name: James McReynolds Callaway
  • Aliases: James Callaway
  • CRD: 2373512
  • Location: Paris, Texas
  • Current Employer: Ameriprise Financial Services, LLC
  • Previous Firms: Raymond James Financial Services Advisors, Inc. and Raymond James Financial Services, Inc.
  • Number of Known Customer Complaints: 2
  • Number of Known Criminal Events: 1
  • Can James Callaway Be Sued: Yes, in Private Arbitration
  • Can James Callaway’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $59,000
  • Highest Settlement: $3,600

If you have suffered investment losses by James Callaway, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against James Callaway For Broker Misconduct

As of this publication date, James Callaway has been the subject of 1 criminal event and 2 customer disputes. Let’s review them below.

In April 2020, a complaint was filed against or in reference to James Callaway by a customer of Ameriprise Financial Services, LLC alleging that Mr. Callaway provided incorrect information about mutual fund sales amounts. Per the customer, he/she lost over $59,000 because of Mr. Callaway’s actions.

In April 2009, a complaint was filed against or in reference to James Callaway by a customer of Raymond James Financial Services, Inc. alleging unauthorized trading. Per the customer, he/she lost over $12,769.88 because of Mr. Callaway’s actions. On July 1, 2009, Mr. Callaway settled the claim for $3,600.

In July 2001, misdemeanor charges were pressed against James Callaway in the Lamar County Court for Theft Prop.

How To File A Claim Against James Callaway of Ameriprise Financial Services, LLC (previously with Raymond James Financial Services Advisors, Inc. and Raymond James Financial Services, Inc.) To Get Your Money Back

If you have questions about James Callaway, Ameriprise Financial Services, LLC, Raymond James Financial Services Advisors, Inc., Raymond James Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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