Advisor Alert: Our Attorneys Are Investigating James Lowell Ware For Investment Fraud
Did You Lose Money Because of James Ware?
Filed: January 24, 2024
James Ware has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on James Lowell Ware.
Who Is James Lowell Ware of Ameriprise Financial Services, LLC?
- Advisor Name: James Lowell Ware
- Aliases: James L. Ware
- CRD: 5446798
- Location: Tampa, Florida
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Intersecurities, Inc.
- Number of Known Customer Complaints: 1
- Can James Ware Be Sued: Yes, in Private Arbitration
- Can James Ware’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $16,000
- Highest Settlement: Unknown
If you have suffered investment losses by James Ware, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against James Ware For Broker Misconduct
As of this publication date, James Ware has been the subject of 1 customer dispute. Let’s review it below.
In August 2020, a complaint was filed against or in reference to James Ware by a customer of Ameriprise Financial Services, LLC alleging that Mr. Ware failed to disclose the various fees and surrender charge period within a RiverSource variable annuity at the time of sale in February 2020. Per the customer, he/she lost over $16,000 because of Mr. Ware’s actions.
How To File A Claim Against James Ware of Ameriprise Financial Services, LLC (previously with Intersecurities, Inc.) To Get Your Money Back
If you have questions about James Ware, Ameriprise Financial Services, LLC, Intersecurities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.