Advisor Alert: Our Attorneys Are Investigating Thomas Paul Brennan III For Investment Fraud
Did You Lose Money Because of Tom Brennan III?
Filed: November 15, 2023
Tom Brennan III has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Paul Brennan III.
Who Is Thomas Paul Brennan III of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?
- Advisor Name: Thomas Paul Brennan III
- Aliases: Tom Brennan
- CRD: 6134503
- Location: Blue Bell, Pennsylvania
- Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
- Previous Firms: Voya Financial Advisors, Inc. and Northwestern Mutual Investment Services, LLC
- Number of Known Customer Complaints: 1
- Can Tom Brennan III Be Sued: Yes, in Private Arbitration
- Can Tom Brennan III’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000
- Highest Settlement: Unknown
If you have suffered investment losses by Thomas Brennan III, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Tom Brennan III For Broker Misconduct
As of this publication date, Tom Brennan III has been the subject of 1 customer dispute. Let’s review it below.
In June 2023, a complaint was filed against or in reference to Tom Brennan III by a customer of Voya Financial Advisors, Inc. alleging that in May 2021, Mr. Brennan III recommended an annuity replacement that caused the client to lose a lifetime income rider valued at $19,000 annually. Per the customer, she lost over $5,000 because of Mr. Brennan III’s actions.
How To File A Claim Against Tom Brennan III of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC (previously with Voya Financial Advisors, Inc. and Northwestern Mutual Investment Services, LLC) To Get Your Money Back.
If you have questions about Tom Brennan III, Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, Voya Financial Advisors, Inc., Northwestern Mutual Investment Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.