Advisor Alert: Our Attorneys Are Investigating Timothy Richard Farris For Investment Fraud
Did You Lose Money Because of Timothy Farris?
Filed: November 15, 2023
Timothy Farris currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Timothy Richard Farris.
Who Is Timothy Richard Farris of Cetera Advisors LLC?
- Advisor Name: Timothy Richard Farris
- Aliases: Timothy Farris
- CRD: 2178521
- Location: West Bloomfield, Michigan
- Current Employer: Cetera Advisors LLC
- Previous Firms: SPC, Sigma Financial Corporation, and Ameriprise Financial Services, Inc.
- Number of Known Customer Complaints: 1
- Can Timothy Farris Be Sued: Yes, in Private Arbitration
- Can Timothy Farris’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Timothy Farris, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Timothy Farris For Broker Misconduct
As of this publication date, Timothy Farris has been the subject of 1 customer dispute. Let’s review it below.
In July 2023, a FINRA arbitration was filed against or in reference to Timothy Farris by a customer of Sigma Financial Corporation alleging excessive and unsuitable securities trading in connection with the investments purchased in 2015 – 2021. The client further alleges the BD supervision of the claimant’s account was inadequate. As of this publication date, this claim remains pending.
How To File A Claim Against Timothy Farris of Cetera Advisors LLC (previously with SPC, Sigma Financial Corporation, and Ameriprise Financial Services, Inc.) To Get Your Money Back.
If you have questions about Timothy Farris, Cetera Advisors LLC, SPC, Sigma Financial Corporation, Ameriprise Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.