Advisor Alert: Our Attorneys Are Investigating Kevin Thomas Fles For Investment Fraud
Did You Lose Money Because of Kevin Fles?
Filed: November 15, 2023
Kevin Fles has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kevin Thomas Fles.
Who Is Kevin Thomas Fles of Cetera Advisors LLC?
- Advisor Name: Kevin Thomas Fles
- Aliases: Kevin Fles
- CRD: 4747383
- Location: Cape Girardeau and Sikeston, Missouri
- Current Employer: Cetera Advisors LLC
- Previous Firms: Pacific West Financial Consultants Inc., Pacific West Securities, Inc., and Uvest Financial Services Group, Inc.
- Number of Known Customer Complaints: 2
- Can Kevin Fles Be Sued: Yes, in Private Arbitration
- Can Kevin Fles’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $40,000
- Highest Settlement: $15,000
If you have suffered investment losses by Kevin Fles, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kevin Fles For Broker Misconduct
As of this publication date, Kevin Fles has been the subject of 2 customer disputes. Let’s review them below.
In January 2021, a complaint was filed against or in reference to Kevin Fles by a customer of Cetera Advisors LLC alleging that Mr. Fles recommended unsuitable investments. Per the customer, he/she lost over $25,000 because of Mr. Fles’s actions. On June 3, 2022, Mr. Fles settled the claim for $15,000, and some or all of this amount may have been paid by Mr. Fles’s employer and/or insurance carrier.
In February 2020, a complaint was filed against or in reference to Kevin Fles by a customer of Cetera Advisors LLC alleging unsuitable investments. Per the customer, he/she lost over $40,000 because of Mr. Fles’s actions.
How To File A Claim Against Kevin Fles of Cetera Advisors LLC (previously with Pacific West Financial Consultants Inc., Pacific West Securities, Inc., and Uvest Financial Services Group, Inc.) To Get Your Money Back.
If you have questions about Kevin Fles, Cetera Advisors LLC, Pacific West Financial Consultants Inc., Pacific West Securities, Inc., Uvest Financial Services Group, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.