Advisor Alert: Our Attorneys Are Investigating Jason Donald Comes For Investment Fraud
Did You Lose Money Because of Jason Comes?
Filed: November 15, 2023
Jason Comes currently has one (1) pending judgment/lien event. Overall, he has been the subject of (1) criminal event, one (1) judgment/lien event, and three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jason Donald Comes.
Who Is Jason Donald Comes?
- Advisor Name: Jason Donald Comes
- Aliases: Jason Comes
- CRD: 2220609
- Location: Omaha, Nebraska
- Current Employer: Currently Not Registered
- Previous Firms: Cetera Advisor Networks LLC, LPL Financial LLC, and Securities America Inc.
- Number of Known Customer Complaints: 3
- Number of Known Criminal Events: 1
- Number of Known Judgment/Lien Events: 1
- Can Jason Comes Be Sued: Yes, in Private Arbitration
- Can Jason Comes’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $55,000
- Highest Settlement: Unknown
If you have suffered investment losses by Jason Comes, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jason Comes For Broker Misconduct
As of this publication date, Jason Comes has been the subject of 1 criminal event, 1 judgment/lien event, and 3 customer disputes. Let’s review them below.
In March 2020, a complaint was filed against or in reference to Jason Comes by a customer of CWM, LLC and LPL Financial alleging that an annuity that was purchased at Nationwide in October of 2016 should have had a Joint Life rider. The client decided to surrender the policy because it did not have the joint life rider. The supervisor of Jason Comes became aware of the situation upon the liquidation of the annuity and worked with the client to reinstate the policy and find a potential solution instead of paying the surrender charge. Per the customer, he/she lost over $55,000 because of Mr. Comes’s actions.
In October 2012, Jason Comes was the subject of a civil judgment or lien in the amount of $65,728. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In November 2009, a complaint was filed against or in reference to Jason Comes by a customer of LPL Financial alleging an unsuitable annuity recommendation.
In June 2003, a complaint was filed against or in reference to Jason Comes by a customer of Linsco/Private Ledger Corp. alleging that the client asked to be taken out of market in summer of 2001, which was not done, resulting in loss in account value. Per the customer, he/she lost over $5,000 because of Mr. Comes’s actions.
In November 1984, charges were pressed against Jason Comes in Iowa District Court of Woodbury County. Jason Comes received a charge for theft #4.
How To File A Claim Against Jason Comes (previously with Cetera Advisor Networks LLC, LPL Financial LLC, and Securities America Inc.) To Get Your Money Back.
If you have questions about Jason Comes, Cetera Advisor Networks LLC, LPL Financial LLC, Securities America Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.