Advisor Alert: Our Attorneys Are Investigating Anthony Charles Smith For Investment Fraud
Did You Lose Money Because of Anthony Smith?
Filed: January 16, 2024
Anthony Charles Smith (also known as Anthony Smith and Tony Smith) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Anthony Charles Smith.
Who Is Anthony Charles Smith of Calton & Associates, Inc.?
- Advisor Name: Anthony Charles Smith
- Aliases: Anthony Smith and Tony Smith
- CRD: 2471757
- Location: Ocala, Florida
- Current Employer: Calton & Associates, Inc.
- Previous Firms: Newport Coast Asset Management, Newport Coast Securities, Inc., and Berthel, Fisher & Company Financial Services, Inc.
- Number of Known Customer Complaints: 2
- Can Anthony Smith Be Sued: Yes, in Private Arbitration
- Can Anthony Smith’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $125,000
- Highest Settlement: $79,000
If you have suffered investment losses by Anthony Smith, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Anthony Smith For Broker Misconduct
As of this publication date, Anthony Smith has been the subject of 2 customer disputes. Let’s review them below.
In April 2021, a FINRA arbitration was filed against or in reference to Anthony Smith by a customer of Newport Coast Asset Management and Calton & Associates alleging that Mr. Smith made unsuitable recommendations & strategy. Per the customer, he/she lost over $85,339.41 because of Mr. Smith’s actions. On May 25, 2021, Mr. Smith settled the claim for $79,000, and some or all of this amount may have been paid by Mr. Smith’s employer and/or insurance carrier.
In October 2020, a FINRA arbitration was filed against or in reference to Anthony Smith by a customer of Newport Coast Asset Management and Calton & Associates alleging Suitability, Misrepresentation, and Breach of Fiduciary Duty. Per the customer, he/she lost over $125,000 because of Mr. Smith’s actions. On February 25, 2021, Mr. Smith settled the claim for $50,000, and some or all of this amount may have been paid by Mr. Smith’s employer and/or insurance carrier.
How To File A Claim Against Anthony Smith of Calton & Associates, Inc. (previously with Newport Coast Asset Management, Newport Coast Securities, Inc., and Berthel, Fisher & Company Financial Services, Inc.) To Get Your Money Back.
If you have questions about Anthony Smith, Calton & Associates, Inc., Newport Coast Asset Management, Newport Coast Securities, Inc., Berthel, Fisher & Company Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.