Advisor Alert: Our Attorneys Are Investigating Steven Christopher Nelson For Investment Fraud

Did You Lose Money Because of Steven Nelson?

Filed: October 25, 2023

Steve Nelson (also known as Steven Christopher Nelson) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Steven Christopher Nelson.

Who Is Steven Christopher Nelson of Prime Capital Investment Advisors, LLC and Private Client Services, LLC?

  • Advisor Name: Steven Christopher Nelson
  • Aliases: Steve C Nelson
  • CRD: 4596418
  • Location: Overland Park, Kansas
  • Current Employer: Prime Capital Investment Advisors, LLC and Private Client Services, LLC
  • Previous Firms: Cambridge Investment Research, Inc., Lawing Financial Inc., and The O.N. Equity Sales Company
  • Number of Known Customer Complaints: 1
  • Can Steven Nelson Be Sued: Yes, in Private Arbitration
  • Can Steven Nelson’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $150,000
  • Highest Settlement: $25,000

If you have suffered investment losses by Steven Nelson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Steven Nelson For Broker Misconduct

As of this publication date, Steven Nelson has been the subject of 1 customer dispute. Let’s review it below.

In December 2020, a complaint was filed against or in reference to Steven Nelson by a customer of Cambridge Investment Research, Inc. alleging that Mr. Nelson recommended 3 unsuitable investments for the client’s needs between October 2014 through August 2015. Per the customer, he lost over $150,000 due to Mr. Nelson’s actions. On April 26, 2021, Mr. Nelson settled the claim for $25,000, and some or all of this amount may have been paid by Mr. Nelson’s employer and/or insurance carrier.

How To File A Claim Against Steven Nelson of Prime Capital Investment Advisors, LLC and Private Client Services, LLC (previously with Cambridge Investment Research, Inc., Lawing Financial Inc., and The O.N. Equity Sales Company) To Get Your Money Back.

If you have questions about Steven Nelson, Prime Capital Investment Advisors, LLC, Private Client Services, LLC , Cambridge Investment Research, Inc., Lawing Financial Inc., The O.N. Equity Sales Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.