Category: Private Client Services

Did You Lose Money Because of Leah Brooks?

Filed: November 15, 2023

Leah Anne Brooks (also known as Leah Anne Stuteville and Leah Anne Wilson) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Leah Anne Brooks.

Who Is Leah Anne Brooks of Private Client Services, LLC and Gaddis Premier Wealth Advisors LLC?

• Advisor Name: Leah Anne Brooks
• Aliases: Leah Brooks, Leah Anne Stuteville, Leah Anne Wilson
• CRD: 5587158
• Location: Durant, Oklahoma
• Current Employer: Private Client Services, LLC and Gaddis Premier Wealth Advisors LLC
• Previous Firms: Securities America Advisors, Inc., Securities America, Inc., and Raymond James Financial Services Advisors, Inc.
• Number of Known Customer Complaints: 1
• Can Leah Brooks Be Sued: Yes, in Private Arbitration
• Can Leah Brooks’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $50,000
• Highest Settlement: $4,900

If you have suffered investment losses by Leah Brooks, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Leah Anne Brooks For Broker Misconduct

As of this publication date, Leah Brooks has been the subject of 1 customer dispute. Let’s review it below.

In September 2020, a FINRA arbitration was filed against or in reference to Leah Brooks by a customer of Cetera Investment Services LLC alleging that Ms. Brooks recommended unsuitable investments. Per the customer, he/she lost over $50,000 because of Ms. Brooks’s actions. On May 6, 2021, Ms. Brooks settled the claim for $4,900, and some or all of this amount may have been paid by Ms. Brooks’s employer and/or insurance carrier.

How To File A Claim Against Leah Anne Brooks of Private Client Services, LLC and Gaddis Premier Wealth Advisors LLC (previously with Securities America Advisors, Inc., Securities America, Inc., and Raymond James Financial Services Advisors, Inc.) To Get Your Money Back.

If you have questions about Leah Brooks, Private Client Services, LLC, Gaddis Premier Wealth Advisors LLC, Securities America Advisors, Inc., Securities America, Inc., Raymond James Financial Services Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Did You Lose Money Because of Steven Nelson?

Filed: October 25, 2023

Steve Nelson (also known as Steven Christopher Nelson) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Steven Christopher Nelson.

Who Is Steven Christopher Nelson of Prime Capital Investment Advisors, LLC and Private Client Services, LLC?

• Advisor Name: Steven Christopher Nelson
• Aliases: Steve C Nelson
• CRD: 4596418
• Location: Overland Park, Kansas
• Current Employer: Prime Capital Investment Advisors, LLC and Private Client Services, LLC
• Previous Firms: Cambridge Investment Research, Inc., Lawing Financial Inc., and The O.N. Equity Sales Company
• Number of Known Customer Complaints: 1
• Can Steven Nelson Be Sued: Yes, in Private Arbitration
• Can Steven Nelson’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $150,000
• Highest Settlement: $25,000

If you have suffered investment losses by Steven Nelson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Steven Nelson For Broker Misconduct

As of this publication date, Steven Nelson has been the subject of 1 customer dispute. Let’s review it below.

In December 2020, a complaint was filed against or in reference to Steven Nelson by a customer of Cambridge Investment Research, Inc. alleging that Mr. Nelson recommended 3 unsuitable investments for the client’s needs between October 2014 through August 2015. Per the customer, he lost over $150,000 due to Mr. Nelson’s actions. On April 26, 2021, Mr. Nelson settled the claim for $25,000, and some or all of this amount may have been paid by Mr. Nelson’s employer and/or insurance carrier.

How To File A Claim Against Steven Nelson of Prime Capital Investment Advisors, LLC and Private Client Services, LLC (previously with Cambridge Investment Research, Inc., Lawing Financial Inc., and The O.N. Equity Sales Company) To Get Your Money Back.

If you have questions about Steven Nelson, Prime Capital Investment Advisors, LLC, Private Client Services, LLC , Cambridge Investment Research, Inc., Lawing Financial Inc., The O.N. Equity Sales Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.