Advisor Alert: Our Attorneys Are Investigating Leah Anne Brooks For Investment Fraud
Did You Lose Money Because of Leah Brooks?
Filed: November 15, 2023
Leah Anne Brooks (also known as Leah Anne Stuteville and Leah Anne Wilson) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Leah Anne Brooks.
Who Is Leah Anne Brooks of Private Client Services, LLC and Gaddis Premier Wealth Advisors LLC?
- Advisor Name: Leah Anne Brooks
- Aliases: Leah Brooks, Leah Anne Stuteville, Leah Anne Wilson
- CRD: 5587158
- Location: Durant, Oklahoma
- Current Employer: Private Client Services, LLC and Gaddis Premier Wealth Advisors LLC
- Previous Firms: Securities America Advisors, Inc., Securities America, Inc., and Raymond James Financial Services Advisors, Inc.
- Number of Known Customer Complaints: 1
- Can Leah Brooks Be Sued: Yes, in Private Arbitration
- Can Leah Brooks’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $50,000
- Highest Settlement: $4,900
If you have suffered investment losses by Leah Brooks, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Leah Anne Brooks For Broker Misconduct
As of this publication date, Leah Brooks has been the subject of 1 customer dispute. Let’s review it below.
In September 2020, a FINRA arbitration was filed against or in reference to Leah Brooks by a customer of Cetera Investment Services LLC alleging that Ms. Brooks recommended unsuitable investments. Per the customer, he/she lost over $50,000 because of Ms. Brooks’s actions. On May 6, 2021, Ms. Brooks settled the claim for $4,900, and some or all of this amount may have been paid by Ms. Brooks’s employer and/or insurance carrier.
How To File A Claim Against Leah Anne Brooks of Private Client Services, LLC and Gaddis Premier Wealth Advisors LLC (previously with Securities America Advisors, Inc., Securities America, Inc., and Raymond James Financial Services Advisors, Inc.) To Get Your Money Back.
If you have questions about Leah Brooks, Private Client Services, LLC, Gaddis Premier Wealth Advisors LLC, Securities America Advisors, Inc., Securities America, Inc., Raymond James Financial Services Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.