Advisor Alert: Our Attorneys Are Investigating Geoffrey Michael Wolterstorff For Investment Fraud
Did You Lose Money Because of Geoff Wolterstorff?
Filed: March 4, 2024
Geoffrey Wolterstorff (also known as Geoff Wolterstorff) has been the subject of one (1) regulatory event, one (1) criminal event, one (1) investigation, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Geoffrey Michael Wolterstorff.
Who Is Geoffrey Michael Wolterstorff of Lifemark Securities Corp.?
- Advisor Name: Geoffrey Michael Wolterstorff
- Aliases: Geoff Wolterstorff
- CRD: 2711805
- Location: Eau Claire, Wisconsin
- Current Employer: Lifemark Securities Corp.
- Previous Firms: Foresters Equity Services, Inc., Packerland Brokerage Services, Inc., and Country Capital Management Company
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Number of Known Criminal Events: 1
- Number of Known Investigations: 1
- Can Geoffrey Wolterstorff Be Sued: Yes, in Private Arbitration
- Can Geoffrey Wolterstorff’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $7,354
- Highest Settlement: Unknown
If you have suffered investment losses by Geoffrey Wolterstorff, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Geoff Wolterstorff For Broker Misconduct
As of this publication date, Geoffrey Wolterstorff has been the subject of 1 regulatory event, 1 criminal event, 1 investigation, and 1 customer dispute. Let’s review them below.
In May 2023, United States Securities and Exchange Commission initiated an investigation against or in reference to Geoffrey Wolterstorff alleging violations of certain provisions of the federal securities laws, including Rules 15l-1(a)(1) and 15l-1(a)(2) of the Securities Exchange Act of 1934 (“Exchange Act”).
In January 2016, Wisconsin Office of the Commissioner of Insurance (WI DOI) initiated a regulatory action against or in reference to Geoffrey Wolterstorff for offering a quote for worker’s compensation insurance coverage to potential client, in which he misrepresented that their current policy compensation dividends were guaranteed whereas dividends with the employer’s current worker’s compensation carrier were not guaranteed.
In September 2002, a complaint was filed against or in reference to Geoffrey Wolterstorff by a customer of American Express Financial Advisors alleging that Mr. Wolterstorff invested funds in unsuitable funds which did not serve their safety and liquidity goals. Per the customer, he/she lost over $7,354 because of Mr. Wolterstorff’s actions.
In December 1991, charges were pressed against Mr. Wolterstorff in the State of Wisconsin Court for theft. In January of 1992, Mr. Wolterstorff completed the court requirement of paying time of $130 and restitution of .59
How To File A Claim Against Geoff Wolterstorff of Lifemark Securities Corp. (previously with Foresters Equity Services, Inc., Packerland Brokerage Services, Inc., and Country Capital Management Company) To Get Your Money Back
If you have questions about Geoff Wolterstorff, Lifemark Securities Corp., Foresters Equity Services, Inc., Packerland Brokerage Services, Inc., Country Capital Management Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.