Advisor Alert: Our Attorneys Are Investigating David Neil Soiferman For Investment Fraud
Did You Lose Money Because of David Soiferman?
Filed: January 24, 2024
David Soiferman has been the subject of six (6) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Neil Soiferman.
Who Is David Neil Soiferman of Ameriprise Financial Services, LLC?
- Advisor Name: David Neil Soiferman
- Aliases: David Soiferman
- CRD: 1990243
- Location: Tampa, Florida
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: J.P. Turner & Company, L.L.C. and Gunnallen Financial, Inc.
- Number of Known Customer Complaints: 6
- Can David Soiferman Be Sued: Yes, in Private Arbitration
- Can David Soiferman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $400,000
- Highest Settlement: $13,000
If you have suffered investment losses by David Soiferman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Soiferman For Broker Misconduct
As of this publication date, David Soiferman has been the subject of 6 customer disputes. Let’s review them below.
In June 2023, a complaint was filed against or in reference to David Soiferman by a customer of Ameriprise Financial Services, LLC alleging that Mr. Soiferman placed unauthorized trades in their account in December of 2022. Per the customer, he/she lost over $37,000 because of Mr. Soiferman’s actions.
In January 2023, a complaint was filed against or in reference to David Soiferman by a customer of Ameriprise Financial Services, LLC alleging that Mr. Soiferman solicited the sale of shares of an individual stock which had been previously and mutually agreed upon to not sell, resulting in losses. Per the customer, he/she lost over $33,449.43 because of Mr. Soiferman’s actions.
In August 2009, a FINRA arbitration was filed against or in reference to David Soiferman by a customer of Gunnallen Financial, Inc. alleging breach of fiduciary duty and omission of facts. Per the customer, he/she lost over $100,000 because of Mr. Soiferman’s actions.
In February 1996, a complaint was filed against or in reference to David Soiferman alleging unsuitability and unauthorized trade. Per the customer, he/she lost over $400,000 because of Mr. Soiferman’s actions.
In June 1995, a complaint was filed against or in reference to David Soiferman. Per the customer, he/she lost over $9,585.24 because of Mr. Soiferman’s actions.
In November 1994, a complaint was filed against or in reference to David Soiferman alleging suitability, misrepresentation and omission of facts damages in the amount of $32,420.21. Per the customer, he/she lost over $32,420.21 because of Mr. Soiferman’s actions. On June 30, 1995, Mr. Soiferman settled the claim for $13,000, and some or all of this amount may have been paid by Mr. Soiferman’s employer and/or insurance carrier.
How To File A Claim Against David Soiferman of Ameriprise Financial Services, LLC (previously with J.P. Turner & Company, L.L.C. and Gunnallen Financial, Inc.) To Get Your Money Back
If you have questions about David Soiferman, Ameriprise Financial Services, LLC, J.P. Turner & Company, L.L.C., Gunnallen Financial, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.