Advisor Alert: Our Attorneys Are Investigating Milind Pinak Dalal For Investment Fraud
Did You Lose Money Because of Milind Dalal?
Filed: February 19, 2024
Milind Dalal currently has one (1) pending customer complaint. Overall, Dalal has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Milind Pinak Dalal.
Who Is Milind Pinak Dalal?
- Advisor Name: Milind Pinak Dalal
- Aliases: Milind Dalal
- CRD: 2368965
- Location: San Jose, California
- Current Employer: Currently Not Registered
- Previous Firms: Purshe Kaplan Sterling Investments, Pruco Securities, LLC, and Prudential Securities Incorporated
- Number of Known Customer Complaints: 2
- Can Milind Dalal Be Sued: Yes, in Private Arbitration
- Can Milind Dalal’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: Unknown
If you have suffered investment losses by Milind Dalal, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Milind Dalal For Broker Misconduct
As of this publication date, Milind Dalal has been the subject of 2 customer disputes. Let’s review them below.
In July 2023, a complaint was filed against or in reference to Milind Dalal by a customer of Pruco Securities, LLC alleging negligence and breach of fiduciary duty against Milind Dalal and his RIA regarding bad advice provided to the client in relation to the investment club: Casa Blanca Investments. Per the customer, he/she lost over $500,000 because of Dalal’s actions.
In January 2009, a complaint was filed against or in reference to Milind Dalal by a customer of Pruco Securities, LLC alleging misrepresentation concerning the unauthorized transaction/contract change. Per the customer, he/she lost over $62,000 because of Dalal’s actions.
How To File A Claim Against Milind Dalal (previously with Purshe Kaplan Sterling Investments, Pruco Securities, LLC, and Prudential Securities Incorporated) To Get Your Money Back
If you have questions about Milind Dalal, Purshe Kaplan Sterling Investments, Pruco Securities, LLC, Prudential Securities Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.