Advisor Alert: Our Attorneys Are Investigating Brady Andrew Fuchs For Investment Fraud
Did You Lose Money Because of Brady Fuchs?
Filed: March 18, 2024
Brady Fuchs currently has four (4) pending judgment/lien events. Overall, he has been the subject of two (2) customer complaints and four (4) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brady Andrew Fuchs.
Who Is Brady Andrew Fuchs?
- Advisor Name: Brady Andrew Fuchs
- Aliases: Brady Fuchs
- CRD: 3203016
- Location: San Diego, California
- Current Employer: Currently Not Registered
- Previous Firms: Kingswood Capital Partners, LLC, Independent Financial Group, LLC, and Financial Advisers of America, LLC
- Number of Known Customer Complaints: 2
- Number of Known Judgment/Lien Events: 4
- Can Brady Fuchs Be Sued: Yes, in Private Arbitration
- Can Brady Fuchs’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $50,000
- Highest Settlement: $10,705.89
If you have suffered investment losses by Brady Fuchs, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brady Fuchs For Broker Misconduct
As of this publication date, Brady Fuchs has been the subject of 2 customer disputes and 4 judgment/lien events. Let’s review them below.
In December 2022, a FINRA arbitration was filed against or in reference to Brady Fuchs by a customer of Independent Financial Group, LLC alleging that the client was overconcentrated in illiquid investments which was not suitable. Per the customer, he/she lost over $50,000 because of Mr. Fuchs’s actions.
In September 2021, Brady Fuchs was the subject of a civil judgment or lien in the amount of $16,934.21. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In October 2018, Brady Fuchs was the subject of a civil judgment or lien in the amount of $39,332.96. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In April 2017, Brady Fuchs was the subject of a civil judgment or lien in the amount of $33,975.80. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In February 2016, Brady Fuchs was the subject of a civil judgment or lien in the amount of $77,714.28. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In May 2005, a complaint was filed against or in reference to Brady Fuchs by a customer of WM Financial Services, Inc. alleging that investments are not suitable and wants the return of original investment amount. Per the customer, he/she lost over $5,551.16 because of Mr. Fuchs’s actions. On July 15, 2006, Mr. Fuchs settled the claim for $10,705.89, and some or all of this amount may have been paid by Mr. Fuchs’s employer and/or insurance carrier.
How To File A Claim Against Brady Fuchs (previously with Kingswood Capital Partners, LLC, Independent Financial Group, LLC, and Financial Advisers of America, LLC) To Get Your Money Back
If you have questions about Brady Fuchs, Kingswood Capital Partners, LLC, Independent Financial Group, LLC, Financial Advisers of America, LLC., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.