Advisor Alert: Our Attorneys Are Investigating Jason Tom Rossi For Investment Fraud
Did You Lose Money Because of Jason Rossi?
Filed: March 18, 2024
Jason Rossi currently has one (1) pending customer complaint. Overall, he has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jason Tom Rossi.
Who Is Jason Tom Rossi of Aegis Capital Corp.?
- Advisor Name: Jason Tom Rossi
- Aliases: Jason Rossi
- CRD: 4384426
- Location: Melville, New York
- Current Employer: Aegis Capital Corp.
- Previous Firms: Global Arena Capital Corp, Prestige Financial Center, Inc., and The Concord Equity Group, LLC
- Number of Known Customer Complaints: 3
- Can Jason Rossi Be Sued: Yes, in Private Arbitration
- Can Jason Rossi’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $203,007
- Highest Settlement: $38,964.08
If you have suffered investment losses by Jason Rossi, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jason Rossi For Broker Misconduct
As of this publication date, Jason Rossi has been the subject of 3 customer disputes. Let’s review them below.
In December 2022, a FINRA arbitration was filed against or in reference to Jason Rossi by a customer of Aegis Capital Corp. alleging suitability, churning, breach of fiduciary duty, breach of contract, unauthorized trading, negligence, misrepresentation, and omission of material facts. Per the customer, he/she lost over $203,007 because of Mr. Rossi’s actions. As of this publication date, this claim remains pending.
In March 2020, a FINRA arbitration was filed against or in reference to Jason Rossi by a customer of Aegis Capital Corp. alleging unsuitability, breach of contract, and breach of fiduciary duty. Per the customer, he/she lost over $95,596 because of Mr. Rossi’s actions. On February 4, 2022, Mr. Rossi settled the claim for $38,964.08, and some or all of this amount may have been paid by Mr. Rossi’s employer and/or insurance carrier.
In January 2004, a complaint was filed against or in reference to Jason Rossi by a customer of Harrison Securities Inc. alleging failure to place a stop order. Per the customer, he/she lost over $5,000 because of Mr. Rossi’s actions.
How To File A Claim Against Jason Rossi of Aegis Capital Corp. (previously with Global Arena Capital Corp, Prestige Financial Center, Inc., and The Concord Equity Group, LLC) To Get Your Money Back
If you have questions about Jason Rossi, Aegis Capital Corp., Global Arena Capital Corp, Prestige Financial Center, Inc., The Concord Equity Group, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.