Advisor Alert: Our Attorneys Are Investigating Joseph Patrick Fuller For Investment Fraud

Chetan Patil on January 16, 2024

Did You Lose Money Because of Joseph Fuller?

Filed: January 16, 2024

Joseph Fuller currently has seven (7) pending judgment/lien events. Overall, he has been the subject of one (1) criminal event, two (2) customer complaints, two (2) termination events, and seven (7) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Joseph Patrick Fuller.

Who Is Joseph Patrick Fuller of Craft Capital Management LLC?

  • Advisor Name: Joseph Patrick Fuller
  • Aliases: Joseph Fuller
  • CRD: 5277097
  • Location: Garden City, New York
  • Current Employer: Craft Capital Management LLC
  • Previous Firms: Arive Capital Markets, Worden Capital Management LLC, and Joseph Stone Capital L.L.C.
  • Number of Known Customer Complaints: 2
  • Number of Known Criminal Events: 1
  • Number of Known Termination Events: 2
  • Number of Known Judgment/Lien Events: 7
  • Can Joseph Fuller Be Sued: Yes, in Private Arbitration
  • Can Joseph Fuller’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $129,673
  • Highest Settlement: $30,000

If you have suffered investment losses by Joseph Fuller, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Joseph Fuller For Broker Misconduct

As of this publication date, Joseph Fuller has been the subject of 1 criminal event, 2 termination events, 2 customer disputes, and 7 judgment/lien events. Let’s review them below.

In August 2022, Joseph Fuller was the subject of a civil judgment or lien in the amount of $90,698. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In January 2021, Joseph Fuller was the subject of a civil judgment or lien in the amount of $14,514.25. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In January 2021, Joseph Fuller was the subject of a civil judgment or lien in the amount of $14,514.25. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In October 2019, Joseph Fuller was the subject of a civil judgment or lien in the amount of $3,363.69. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In May 2019, Joseph Fuller was the subject of a civil judgment or lien in the amount of $13,769.94. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In January 2019, a FINRA arbitration was filed against or in reference to Joseph Fuller by multiple customers of Spartan Capital Securities LLC alleging churning, negligence & unsuitability, failure to supervise, unauthorized trading, breach of fiduciary duty, breach of contract, unjust enrichment, negligent misrepresentation and omissions, lost opportunity damages, and punitive damages. Per the customers, they lost over $129,673 because of Mr. Fuller’s actions. On December 16, 2021, Mr. Fuller settled the claim for $30,000, and some or all of this amount may have been paid by Mr. Fuller’s employer and/or insurance carrier.

In September 2018, Joseph Fuller was the subject of a civil judgment or lien in the amount of $23,590.69. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In June 2018, Joseph Fuller was the subject of a civil judgment or lien in the amount of $1,213.78. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In July 2016, Cape Securities, Inc. terminated Joseph Fuller for unauthorized trading.

In February 2013, a complaint was filed against or in reference to Joseph Fuller by a customer of Spartan Capital Securities LLC alleging that Mr. Fuller failed to follow instructions resulting in damages of approximately $12,181.74. Per the customer, he/she lost over $12,181.74 because of Mr. Fuller’s actions. On March 7, 2013, Mr. Fuller settled the claim for $1,200.

In December 2009, Joseph Fuller was the subject of a civil judgment or lien in the amount of $1,761. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In September 2007, Fordham Financial Management, Inc. terminated Joseph Fuller for gaining unauthorized access to the firm. Once within the firm’s offices, he further gained unauthorized access to private offices. Mr. Fuller stole the firm’s account records, other broker’s account records, and company property. In addition, he left the firm owing at least $1750.

In June 2005, felony charges were pressed against Mr. Fuller in Boston Municipal Court Department for Criminal Business Boston, Suffolk County, Massachusetts. Mr. Fuller received 1 felony charge for assault by means of a dangerous weapon. In February of 2006, Mr. Fuller charges were dismissed for want of prosecution.

How To File A Claim Against Joseph Fuller of Craft Capital Management LLC (previously with Arive Capital Markets, Worden Capital Management LLC, and Joseph Stone Capital L.L.C.) To Get Your Money Back.

If you have questions about Joseph Fuller, Craft Capital Management LLC, Arive Capital Markets, Worden Capital Management LLC, Joseph Stone Capital L.L.C., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.