Advisor Alert: Our Attorneys Are Investigating Kirk William Knollman For Investment Fraud
Did You Lose Money Because of Kirk Knollman?
Filed: November 15, 2023
Kirk Knollman has been the subject of one (1) termination event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kirk William Knollman.
Who Is Kirk William Knollman of TCFG Wealth Management, LLC?
- Advisor Name: Kirk William Knollman
- Aliases: Kirk Knollman, Kirk William Knollman, Kirk William Knollman
- CRD: 2089445
- Location: Franklin, Michigan
- Current Employer: TCFG Wealth Management, LLC
- Previous Firms: TCFG Investment Advisors, LLC, Summit Financial Group Inc., and Cetera Advisor Networks LLC
- Number of Known Customer Complaints:2
- Number of Known Termination Events: 1
- Can Kirk Knollman Be Sued: Yes, in Private Arbitration
- Can Kirk Knollman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $400,000
- Highest Settlement: $210,000
If you have suffered investment losses by Kirk Knollman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kirk Knollman For Broker Misconduct
As of this publication date, Kirk Knollman has been the subject of 1 termination event and 2 customer disputes. Let’s review them below.
In February 2021, Cetera Advisor Networks LLC terminated Kirk Knollman for violation of firm policy related to exercise of discretion over customer brokerage accounts.
In November 2019, a FINRA arbitration was filed against or in reference to Kirk Knollman by a customer of Summit Brokerage Services alleging unsuitable recommendations and unauthorized trading. Per the customer, he/she lost over $100,000 because of Mr. Knollman’s actions. On September 17, 2020, Mr. Knollman settled the claim for $210,000, and some or all of this amount may have been paid by Mr. Knollman’s employer and/or insurance carrier.
In July 2012, a FINRA arbitration was filed against or in reference to Kirk Knollman by multiple customers of Oppenheimer & Co. Inc. alleging that Mr. Knollman made unauthorized and unsuitable trades in the clients’ accounts for the year 2009. Per the customers, they lost over $400,000 because of Mr. Knollman’s actions. On February 4, 2014, Mr. Knollman settled the claim for $180,000, and some or all of this amount may have been paid by Mr. Knollman’s employer and/or insurance carrier.
How To File A Claim Against Kirk Knollman of TCFG Wealth Management, LLC (previously with TCFG Investment Advisors, LLC, Summit Financial Group Inc., and Cetera Advisor Networks LLC) To Get Your Money Back.
If you have questions about Kirk Knollman, TCFG Wealth Management, LLC, TCFG Investment Advisors, LLC, Summit Financial Group Inc., Cetera Advisor Networks LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.