Advisor Alert: Our Attorneys Are Investigating Kristy H. Nicol For Investment Fraud
Did You Lose Money Because of Kristy Nicol?
Filed: November 6, 2023
Kristy H. Gaugler (also known as Kristy H. Nicol, Kristy H. Kemnic, and Kristy H. Kemnic-Nicol) has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kristy H Nicol.
Who Is Kristy H Nicol of LPL Financial LLC?
- Advisor Name: Kristy H Nicol
- Aliases: Kristy H Gaugler, Kristy H Kemnic, Kristy H Kemnic-Nicol
- CRD: 2778038
- Location: Estero, Florida
- Current Employer: LPL Financial LLC
- Previous Firms: Primevest Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Number of Known Customer Complaints: 3
- Can Kristy Nicol Be Sued: Yes, in Private Arbitration
- Can Kristy Nicol’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $4,000
If you have suffered investment losses by Kristy Nicol, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kristy Nicol For Broker Misconduct
As of this publication date, Kristy Nicol has been the subject of 3 customer disputes. Let’s review them below.
In June 2023, a complaint was filed against or in reference to Kristy Nicol by a customer of LPL Financial LLC alleging misrepresentation of interest rate. On July 12, 2023, Nicol settled the claim for $4,000.
In July 2016, a complaint was filed against or in reference to Kristy Nicol by a customer of LPL Financial LLC alleging customer’s dissatisfaction with fees associated with annuity riders.
In September 2007, a complaint was filed against or in reference to Kristy Nicol by a customer of Raymond James Financial Services, Inc. alleging that funds were removed from her checking account (to her investment account) without her authorization.
How To File A Claim Against Kristy Nicol of LPL Financial LLC (previously with Primevest Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.) To Get Your Money Back.
If you have questions about Kristy Nicol, LPL Financial LLC, Primevest Financial Services, Inc., Raymond James Financial Services Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.