Advisor Alert: Our Attorneys Are Investigating Mary Alice Henry For Investment Fraud
Did You Lose Money Because of Mary Henry?
Filed: November 6, 2023
Mary Alice Hamilton (also known as Mary Alice Hoff and Mary Alice Henry) has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Mary Alice Henry.
Who Is Mary Alice Henry of LPL Financial LLC?
- Advisor Name: Mary Alice Henry
- Aliases: Mary Alice Hamilton, Mary Alice Hoff
- CRD: 717818
- Location: Little Rock, Arkansas
- Current Employer: LPL Financial LLC
- Previous Firms: Edward Jones and Prudential Securities Incorporated
- Number of Known Customer Complaints: 3
- Can Mary Henry Be Sued: Yes, in Private Arbitration
- Can Mary Henry’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $370,000
- Highest Settlement: $20,000
If you have suffered investment losses by Mary Henry, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Mary Henry For Broker Misconduct
As of this publication date, Mary Henry has been the subject of 3 customer disputes. Let’s review them below.
In March 2020, a complaint was filed against or in reference to Mary Henry by a customer of LPL Financial LLC alleging that Henry misrepresented variable annuity policy and failed to follow her investment instructions.
In July 2008, a complaint was filed against or in reference to Mary Henry by a customer of Edward Jones. The client is requesting relief from the loss taken on the sale of Fannie Mae and Freddie Mac bonds that were purchased on January 8 and sold on June 8. The client states he was told to request relief on the grounds of an “unsuitable investment for an unsophisticated investor.” Per the customer, he lost over $7,360 because of Henry’s actions.
In September 2002, a complaint was filed against or in reference to Mary Henry by multiple customers of PSI alleging that investments were unsuitable for the customers. Per the customers, they lost over $370,000 because of Henry’s actions. On July 14, 2003, Henry settled the claim for $20,000, and some or all of this amount may have been paid by Henry’s employer and/or insurance carrier.
How To File A Claim Against Mary Henry of LPL Financial LLC (previously with Edward Jones and Prudential Securities Incorporated) To Get Your Money Back.
If you have questions about Mary Henry, LPL Financial LLC, Edward Jones, Prudential Securities Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.