Advisor Alert: Our Attorneys Are Investigating Maryanne Virginia Bessler For Investment Fraud
Did You Lose Money Because of Maryanne Bessler?
Filed: November 6, 2023
Maryann Verginnia Bessler (also known as Maryanne Virginia Bessler) has been the subject of one (1) regulatory event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Maryanne Virginia Bessler.
Who Is Maryanne Virginia Bessler of LPL Financial LLC?
- Advisor Name: Maryanne Virginia Bessler
- Aliases: Maryann Verginnia Bessler, Maryanne Virgina Bessler
- CRD: 2192223
- Location: Lynbrook, New York
- Current Employer: LPL Financial LLC?
- Previous Firms: Investors Capital Advisory, Investors Capital Corp, and Royal Alliance Associates, Inc.
- Number of Known Customer Complaints: 2
- Number of Known Regulatory Events: 1
- Can Maryanne Bessler Be Sued: Yes, in Private Arbitration
- Can Maryanne Bessler’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $158,086.56
- Highest Settlement: $115,000
If you have suffered investment losses by Maryanne Bessler, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Maryanne Bessler For Broker Misconduct
As of this publication date, Maryanne Bessler has been the subject of 1 regulatory event and 2 customer disputes. Let’s review them below.
In May 2020, a complaint was filed against or in reference to Maryanne Bessler by a customer of LPL Financial LLC alleging that Ms. Bessler recommended that her late husband invest in certain alternative investments and variable annuities which were unsuitable for his investment profile. The claimant alleges that LPL failed to adequately supervise its registered representative who recommended the investments, thereby causing her and her family monetary damages from July 2014 to May 2020. Per the customer, she lost over $158,086.56 because of Ms. Bessler’s actions. On April 30, 2021, Ms. Bessler settled the claim for $115,000, and some or all of this amount may have been paid by Ms. Bessler’s employer and/or insurance carrier.
In June 2011, State of New York Insurance Department initiated a regulatory action against or in reference to Maryanne Bessler for soliciting, negotiating and/or selling annuity contracts issued by an unauthorized issuer in the state of New York, in violation of section 2117 of the Insurance Law.
In April 2008, a complaint was filed against or in reference to Maryanne Bessler by multiple customers of Investors Capital Corporation alleging unsuitable purchase. Per the customers, they lost over $9,400 because of Ms. Bessler’s actions.
How To File A Claim Against Maryanne Bessler of LPL Financial LLC (previously with Investors Capital Advisory, Investors Capital Corp, and Royal Alliance Associates, Inc.) To Get Your Money Back.
If you have questions about Maryanne Bessler, LPL Financial LLC, Investors Capital Advisory, Investors Capital Corp, Royal Alliance Associates, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.