Advisor Alert: Our Attorneys Are Investigating Jeremy Shane Hay For Investment Fraud
Did You Lose Money Because of Jeremy Shane Hay?
Filed: February 2, 2024
Jeremy Hay (also known as Shane Hay) has been the subject of one (1) regulatory event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jeremy Shane Hay.
Who Is Jeremy Shane Hay of LPL Financial LLC?
- Advisor Name: Jeremy Shane Hay
- Aliases: Shane Hay
- CRD: 2697622
- Location: Clanton, Alabama
- Current Employer: LPL Financial LLC
- Previous Firms: BFC Planning, Inc. and Berthel, Fisher & Company Financial Services, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Can Jeremy Hay Be Sued: Yes, in Private Arbitration
- Can Jeremy Hay’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $22,500
If you have suffered investment losses by Jeremy Hay, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jeremy Shane Hay For Broker Misconduct
As of this publication date, Jeremy Hay has been the subject of 1 regulatory event and 1 customer dispute. Let’s review them below.
In July 2020, a FINRA arbitration was filed against or in reference to Jeremy Hay by a customer of Berthel, Fisher & Company Financial Services, Inc. alleging that the investments purchased between 2014 – 2015 were unsuitable and misrepresented by the representative. The clients also allege the firm failed to supervise the actions of the representative and failed to perform adequate due diligence. On January 24, 2022, Mr. Hay settled the claim for $22,500, and some or all of this amount may have been paid by Mr. Hay’s employer and/or insurance carrier.
In December 2010, Alabama Securities Commission initiated a regulatory action against or in reference to Jeremy Hay after the commission issued a show cause order to Jeremy Hay for the offer and sale of unregistered securities in Alabama.
How To File A Claim Against Jeremy Shane Hay of LPL Financial LLC (previously with BFC Planning, Inc. and Berthel, Fisher & Company Financial Services, Inc.) To Get Your Money Back
If you have questions about Jeremy Hay, LPL Financial LLC, BFC Planning, Inc., Berthel, Fisher & Company Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.