Advisor Alert: Our Attorneys Are Investigating Adam F Epstein For Investment Fraud
Did You Lose Money Because of Adam Epstein?
Filed: February 15, 2024
Adam Epstein has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Adam F Epstein.
Who Is Adam F Epstein of UBS Financial Services Inc.?
- Advisor Name: Adam F Epstein
- Aliases: Adam Epstein
- CRD: 4043653
- Location: New York, New York
- Current Employer: UBS Financial Services Inc.
- Previous Firms: Credit Suisse Securities (USA) LLC and Alliancebernstein L.P.
- Number of Known Customer Complaints: 1
- Can Adam Epstein Be Sued: Yes, in Private Arbitration
- Can Adam Epstein’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $850,000
If you have suffered investment losses by Adam Epstein, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Adam Epstein For Broker Misconduct
As of this publication date, Adam Epstein has been the subject of 1 customer dispute. Let’s review it below.
In September 2023, a complaint was filed against or in reference to Adam Epstein by a customer of UBS Financial Services Inc. alleging that Mr. Epstein did not inform the client of the investment he was placed in and that it was inappropriate for his foundations. The alleged damages are estimated to be in excess of $5,000.00. On October 10, 2023, Mr. Epstein settled the claim for $850,000, and some or all of this amount may have been paid by Mr. Epstein’s employer and/or insurance carrier.
How To File A Claim Against Adam Epstein of UBS Financial Services Inc. (previously with Credit Suisse Securities (USA) LLC and Alliancebernstein L.P.) To Get Your Money Back
If you have questions about Adam Epstein, UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Alliancebernstein L.P., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.