Advisor Alert: Our Attorneys Are Investigating Rocco Michael Maselli For Investment Fraud
Did You Lose Money Because of Rocco (Rock) Maselli?
Filed: February 15, 2024
Rocco Maselli (also known as Rock Maselli) currently has one (1) pending customer complaint. Overall, he has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Rocco Michael Maselli.
Who Is Rocco Michael Maselli of VCS Venture Securities?
- Advisor Name: Rocco Michael Maselli
- Aliases: Rocco Micheal Masell, Rocco Micheal Maselli, Rock Maselli
- CRD: 2791357
- Location: Garden City, New York
- Current Employer: VCS Venture Securities
- Previous Firms: Joseph Stone Capital LLC, Meyers Associates, L.P., and Morgan Wilshire Securities, Inc.
- Number of Known Customer Complaints: 4
- Can Rocco Maselli Be Sued: Yes, in Private Arbitration
- Can Rocco Maselli’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: $17,000
If you have suffered investment losses by Rocco Maselli, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Rocco (Rock) Maselli For Broker Misconduct
As of this publication date, Rocco Maselli has been the subject of 4 customer disputes. Let’s review them below.
In September 2023, a FINRA arbitration was filed against or in reference to Rocco Maselli by a customer of Joseph Stone Capital LLC and VCS Venture Securities alleging violations of federal securities laws, violation of New York Consumer Protection Act, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence. Per the customer, he/she lost over $500,000 because of Mr. Maselli’s actions. As of this publication date, this claim remains pending.
In January 2009, a FINRA arbitration was filed against or in reference to Rocco Maselli by a customer of Gunnallen Financial and Morgan Wilshire Securities, Inc. alleging unauthorized trades, churning, and fraud in 2003. Per the customers, they lost over $150,000 because of Mr. Maselli’s actions. On April 20, 2010, Mr. Maselli settled the claim for $14,999.
In September 2005, a NASD arbitration was filed against or in reference to Rocco Maselli by a customer of Morgan Wilshire Securities, Inc. alleging improper handling of the client’s account for a period of eight months commencing in January 2004. Per the customer, he lost over $60,000 because of Mr. Maselli’s actions. On July 12, 2006, Mr. Maselli settled the claim for $17,000, and some or all of this amount may have been paid by Mr. Maselli’s employer and/or insurance carrier.
In January 2005, a NASD arbitration was filed against or in reference to Rocco Maselli by a customer of Benchmark Securities alleging improper handling of the client’s account. Per the customer, he lost over $115,000 because of Mr. Maselli’s actions. On January 6, 2005, Mr. Maselli settled the claim for $15,000, and some or all of this amount may have been paid by Mr. Maselli’s employer and/or insurance carrier.
How To File A Claim Against Rocco (Rock) Maselli of VCS Venture Securities (previously with Joseph Stone Capital LLC, Meyers Associates, L.P., and Morgan Wilshire Securities, Inc.) To Get Your Money Back
If you have questions about Rocco Maselli, VCS Venture Securities, Joseph Stone Capital LLC, Meyers Associates, L.P., Morgan Wilshire Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.