Advisor Alert: Our Attorneys Are Investigating Andrew Steven Goldwater For Investment Fraud
Did You Lose Money Because of Andrew Goldwater?
Filed: March 11, 2024
Andrew Goldwater has been the subject of one (1) criminal event, one (1) termination event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Andrew Steven Goldwater.
Who Is Andrew Steven Goldwater of Stifel, Nicolaus & Company, Incorporated?
- Advisor Name: Andrew Steven Goldwater
- Aliases: Andrew Goldwater
- CRD: 866798
- Location: Conshohocken, Pennsylvania
- Current Employer: Stifel, Nicolaus & Company, Incorporated
- Previous Firms: Ryan Beck & Co.
- Number of Known Criminal Events: 1
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Andrew Goldwater Be Sued: Yes, in Private Arbitration
- Can Andrew Goldwater’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $178,376
- Highest Settlement: Unknown
If you have suffered investment losses by Andrew Goldwater, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Andrew Goldwater For Broker Misconduct
As of this publication date, Andrew Goldwater has been the subject of 1 criminal event, 1 termination event, and 1 customer dispute. Let’s review them below.
In March 2023, a complaint was filed against or in reference to Andrew Goldwater by a customer of Stifel, Nicolaus & Company, Incorporated alleging that Mr. Goldwater made unsuitable investments in over concentrated positions of speculative stocks, which customer claims resulted in losses from August 2017 to December 2022. Per the customer, he/she lost over $178,376 because of Mr. Goldwater’s actions.
In December 1985, felony charges were pressed against Mr. Goldwater in Shearson Lehman Brothers – U.S. Government (3rd Circuit). Mr. Goldwater charges for mail fraud, wire fraud, and conspiracy.
In September 1984, Shearson Lehman/American Express terminated Andrew Goldwater for signing a negative pledge agreement on behalf of the firm without proper authorization.
How To File A Claim Against Andrew Goldwater of Stifel, Nicolaus & Company, Incorporated (previously with Ryan Beck & Co.) To Get Your Money Back
If you have questions about Andrew Goldwater, Stifel, Nicolaus & Company, Incorporated, Ryan Beck & Co., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.