Advisor Alert: Our Attorneys Are Investigating Alexander Leon For Investment Fraud
Did You Lose Money Because of Alexander Leon?
Filed: March 11, 2024
Alexander Leon has been the subject of one (1) investigation and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Alexander Leon.
Who Is Alexander Leon of Flagstar Advisors?
- Advisor Name: Alexander Leon
- Aliases: Alexander Leon
- CRD: 2336148
- Location: Brooklyn, New York
- Current Employer: Flagstar Advisors
- Previous Firms: HSBC Securities (USA) Inc. and Signature Securities
- Number of Known Customer Complaints: 1
- Number of Known Investigations: 1
- Can Alexander Leon Be Sued: Yes, in Private Arbitration
- Can Alexander Leon’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $50,000
- Highest Settlement: Unknown
If you have suffered investment losses by Alexander Leon, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Alexander Leon For Broker Misconduct
As of this publication date, Alexander Leon has been the subject of 1 investigation and 1 customer dispute. Let’s review them below.
In February 2023, FINRA initiated an investigation against or in reference to Alexander Leon for failing to provide full and fair disclosure of all material facts to customers, including conflicts of interest, in connection with recommended securities transactions.
In December 1998, a complaint was filed against or in reference to Alexander Leon by a customer of Sagepoint Financial, Inc. alleging that Mr. Leon made trade to Short Winstar Stockin, and that the trade for AFCI was also unauthorized. Per the customer, he/she lost over $50,000 because of Mr. Leon’s actions.
How To File A Claim Against Alexander Leon of Flagstar Advisors (previously with HSBC Securities (USA) Inc. and Signature Securities) To Get Your Money Back
If you have questions about Alexander Leon, Flagstar Advisors, HSBC Securities (USA) Inc., Signature Securities, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.