Advisor Alert: Our Attorneys Are Investigating Ahmed Ghassan Gheith For Investment Fraud
Did You Lose Money Because of Ahmed Gheith?
Filed: March 18, 2024
Ahmed Gheith (also known as Andy Gheith, Anthony Gheith) has been the subject of two (2) regulatory events, one (1) termination event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ahmed Ghassan Gheith.
Who Is Ahmed Ghassan Gheith of Ceros Financial Services, Inc.?
- Advisor Name: Ahmed Ghassan Gheith
- Aliases: Andy Gheith, Anthony Gheith
- CRD: 5783951
- Location: Staten Island, New York
- Current Employer: Ceros Financial Services, Inc.
- Previous Firms: Noble Capital Markets, Inc., Paulson Investment Company LLC, and Aegis Capital Corp.
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 2
- Number of Known Termination Events: 1
- Can Ahmed Gheith Be Sued: Yes, in Private Arbitration
- Can Ahmed Gheith’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,000
- Highest Settlement: $165,000
If you have suffered investment losses by Ahmed Gheith, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ahmed Gheith For Broker Misconduct
As of this publication date, Ahmed Gheith has been the subject of 2 regulatory events, 1 termination event, and 1 customer dispute. Let’s review them below.
In December 2022, FINRA initiated a regulatory action against or in reference to Ahmed Gheith for allegedly soliciting prospective investors to purchase private placement offerings claiming exemption from registration under Rule 506 of Regulation D of the Securities Act of 1933 but without having established pre-existing, substantive relationships with any of the investors.
In April 2018, FINRA initiated a regulatory action against or in reference to Ahmed Gheith for allegedly receiving compensation for his participation in private securities transactions without providing notice or receiving approval from his member firm.
In August 2017, Paulson Investment Company LLC terminated Ahmed Gheith after discovery of violations of firm WSPs, failure to provide honest answers on annual questionnaires, violations of FINRA Rule 3280, and due to initiation of customer arbitration alleging fraud, negligence, and unjust enrichment.
In April 2017, a FINRA arbitration was filed against or in reference to Ahmed Gheith by a customer of Paulson Investment Company LLC alleging fraud, negligent representations, negligence and unjust enrichment. Per the customer, he/she lost over $1,000,000 because of Mr. Gheith’s actions. On September 25, 2018, Mr. Gheith settled the claim for $165,000, and some or all of this amount may have been paid by Mr. Gheith’s employer and/or insurance carrier.
How To File A Claim Against Ahmed Gheith of Ceros Financial Services, Inc. (previously with Noble Capital Markets, Inc., Paulson Investment Company LLC, and Aegis Capital Corp.) To Get Your Money Back
If you have questions about Ahmed Gheith, Ceros Financial Services, Inc., Noble Capital Markets, Inc., Paulson Investment Company LLC, Aegis Capital Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.