Advisor Alert: Our Attorneys Are Investigating James Dale Warring For Investment Fraud
Did You Lose Money Because of James Warring?
Filed: March 11, 2024
James Warring has been the subject of one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on James Dale Warring.
Who Is James Dale Warring of Eaglestone Wealth Advisors, Inc. and Emerson Equity LLC?
- Advisor Name: James Dale Warring
- Aliases: James Warring
- CRD: 3198200
- Location: Rockville, Maryland
- Current Employer: Eaglestone Wealth Advisors, Inc. and Emerson Equity LLC
- Previous Firms: DAI Securities, LLC, Triad Advisors LLC, and H. Beck, Inc.
- Number of Known Termination Events: 1
- Can James Warring Be Sued: Yes, in Private Arbitration
- Can James Warring’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by James Warring, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against James Warring For Broker Misconduct
As of this publication date, James Warring has been the subject of 1 termination event. Let’s review it below.
In April 2023, DAI Securities, LLC terminated James Warring for allegedly acting by and through his investment advisory firm, trust company and accounting business, engaged in conduct (or aided or abetted conduct) constituting fraud, constructive fraud, breach of fiduciary duty, violations of Maryland SAFE Act, and violations of the Maryland Securities Act.
How To File A Claim Against James Warring of Eaglestone Wealth Advisors, Inc. and Emerson Equity LLC (previously with DAI Securities, LLC, Triad Advisors LLC, and H. Beck, Inc.) To Get Your Money Back
If you have questions about James Warring, Eaglestone Wealth Advisors, Inc., Emerson Equity LLC, DAI Securities, LLC, Triad Advisors LLC, H. Beck, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.