Advisor Alert: Our Attorneys Are Investigating Rachel Anne Heege-Abode For Investment Fraud
Did You Lose Money Because of Rachel Heege-Abode?
Filed: March 11, 2024
Rachel Heege-Abode (also known as Rachel Anne Heege, Rachel Anne Kelly) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Rachel Anne Heege-Abode.
Who Is Rachel Anne Heege-Abode of B. Riley Wealth Advisors, Inc. and B. Riley Wealth Management?
- Advisor Name: Rachel Anne Heege-Abode
- Aliases: Rachel Anne Heege, Rachel Anne Kelly
- CRD: 4834840
- Location: Lake Ronkonkoma, New York
- Current Employer: B. Riley Wealth Advisors, Inc. and B. Riley Wealth Management
- Previous Firms: National Securities Corporation, Asset & Financial Planning, Ltd, and Prime Capital Services, Inc.
- Number of Known Customer Complaints: 1
- Can Rachel Heege-Abode Be Sued: Yes, in Private Arbitration
- Can Rachel Heege-Abode’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $30,000
- Highest Settlement: Unknown
If you have suffered investment losses by Rachel Heege-Abode, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Rachel Heege-Abode For Broker Misconduct
As of this publication date, Rachel Heege-Abode has been the subject of 1 customer dispute. Let’s review it below.
In March 2023, a FINRA arbitration was filed against or in reference to Rachel Heege-Abode by a customer of National Securities Corporation alleging that Mr. Heege-Abode recommended speculative purchases in illiquid REITs. Per the customer, he/she lost over $30,000 because of Ms. Heege-Abode’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Rachel Heege-Abode of B. Riley Wealth Advisors, Inc. and B. Riley Wealth Management (previously with National Securities Corporation, Asset & Financial Planning, Ltd, and Prime Capital Services, Inc.) To Get Your Money Back
If you have questions about Rachel Heege-Abode, B. Riley Wealth Advisors, Inc., B. Riley Wealth Management, National Securities Corporation, Asset & Financial Planning, Ltd, Prime Capital Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.