Advisor Alert: Our Attorneys Are Investigating Hans R Sharma For Investment Fraud
Did You Lose Money Because of Hans Sharma?
Filed: March 11, 2024
Hans Sharma has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Hans R Sharma.
Who Is Hans R Sharma of Sharma Associates, Inc. and Innovation Partners LLC?
- Advisor Name: Hans R Sharma
- Aliases: Hans R Sharma
- CRD: 1920833
- Location: Conshohocken, Pennsylvania and Charlotte, North Carolina
- Current Employer: Sharma Associates, Inc. and Innovation Partners LLC
- Previous Firms: Mercap Securities, LLC, Kovack Securities Inc., and Resource Horizons Group LLC
- Number of Known Customer Complaints: 1
- Can Hans Sharma Be Sued: Yes, in Private Arbitration
- Can Hans Sharma’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $30,000
If you have suffered investment losses by Hans Sharma, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Hans Sharma For Broker Misconduct
As of this publication date, Hans Sharma has been the subject of 1 customer dispute. Let’s review it below.
In February 2023, a FINRA arbitration was filed against or in reference to Hans Sharma by multiple customers of Kovack Securities Inc. alleging that they were recommended unsuitable REITs. On October 18, 2023, Mr. Sharma settled the claim for $30,000, and some or all of this amount may have been paid by Mr. Sharma’s employer and/or insurance carrier.
How To File A Claim Against Hans Sharma of Sharma Associates, Inc. and Innovation Partners LLC (previously with Mercap Securities, LLC, Kovack Securities Inc., and Resource Horizons Group LLC) To Get Your Money Back
If you have questions about Hans Sharma, Sharma Associates, Inc., Innovation Partners LLC, Mercap Securities, LLC, Kovack Securities Inc., Resource Horizons Group LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.