Advisor Alert: Our Attorneys Are Investigating Kenneth John Klein For Investment Fraud
Did You Lose Money Because of Kenneth Klein?
Filed: November 29, 2023
Kenneth Klein has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kenneth John Klein.
Who Is Kenneth John Klein of LPL Financial LLC?
- Advisor Name: Kenneth John Klein
- Aliases: Kenneth Klein
- CRD: 6446796
- Location: Newark, Delaware
- Current Employer: LPL Financial LLC
- Previous Firms: Hornor, Townsend & Kent, LLC
- Number of Known Customer Complaints: 1
- Can Kenneth Klein Be Sued: Yes, in Private Arbitration
- Can Kenneth Klein’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,320
- Highest Settlement: Unknown
If you have suffered investment losses by Kenneth Klein, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kenneth Klein For Broker Misconduct
As of this publication date, Kenneth Klein has been the subject of 1 customer dispute. Let’s review it below.
In April 2020, a complaint was filed against or in reference to Kenneth Klein by a customer of Hornor, Townsend & Kent, LLC alleging that the purchase of two variable annuities and a life insurance policy were inconsistent with her stated goals. The client is requesting a waiver of the surrender penalties for the two variable annuities. Per the customer, she lost over $5,320 because of Mr. Klein’s actions.
How To File A Claim Against Kenneth Klein of LPL Financial LLC (previously with Hornor, Townsend & Kent, LLC) To Get Your Money Back.
If you have questions about Kenneth Klein, LPL Financial LLC, Hornor, Townsend & Kent, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.