Advisor Alert: Our Attorneys Are Investigating Kenneth Lee Christie For Investment Fraud
Did You Lose Money Because of Ken Christie?
Filed: November 29, 2023
Ken Christie (also known as Kenneth Lee Christie) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kenneth Lee Christie.
Who Is Kenneth Lee Christie of LPL Financial LLC and Spectrum Wealth Advisory Group, LLC?
- Advisor Name: Kenneth Lee Christie
- Aliases: Ken L Christie
- CRD: 2218257
- Location: Granite Bay, California
- Current Employer: LPL Financial LLC and Spectrum Wealth Advisory Group, LLC
- Previous Firms: The Wealth Consulting Group and Northwestern Mutual Investment Services, LLC
- Number of Known Customer Complaints: 1
- Can Kenneth Christie Be Sued: Yes, in Private Arbitration
- Can Kenneth Christie’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $60,100.94
If you have suffered investment losses by Kenneth Christie, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ken Christie For Broker Misconduct
As of this publication date, Kenneth Christie has been the subject of 1 customer dispute. Let’s review it below.
In March 2020, a complaint was filed against or in reference to Kenneth Christie by a customer of Spectrum Wealth Advisory Group, LLC alleging failure to follow instructions to not make investments in her Discretionary Managed Accounts. On March 17, 2020, Mr. Christie Settled the claim for $60,100.94, and some or all of this amount may have been paid by Mr. Christie’s employer and/or insurance carrier.
How To File A Claim Against Ken Christie of LPL Financial LLC and Spectrum Wealth Advisory Group, LLC (previously with The Wealth Consulting Group and Northwestern Mutual Investment Services, LLC) To Get Your Money Back.
If you have questions about Kenneth Christie, LPL Financial LLC, Spectrum Wealth Advisory Group, LLC, The Wealth Consulting Group, Northwestern Mutual Investment Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.