Did You Lose Money Because of Gerry Siegel?
Filed: March 4, 2024
Gerald Siegel (also known as Gerry Seigel) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gerald Warren Siegel.
Who Is Gerald Warren Siegel of Aegis Capital Corp.?
- Advisor Name: Gerald Warren Siegel
- Aliases: Gerald W Seigel, Gerry Seigel
- CRD: 418229
- Location: Sarasota, Florida
- Current Employer: Aegis Capital Corp.
- Previous Firms: JHS Capital Advisors, LLC and Vioni Capital Management, LLC
- Number of Known Customer Complaints: 2
- Can Gerald Siegel Be Sued: Yes, in Private Arbitration
- Can Gerald Siegel’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $300,000
- Highest Settlement: Unknown
If you have suffered investment losses by Gerald Siegel, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Gerry Siegel For Broker Misconduct
As of this publication date, Gerald Siegel has been the subject of 2 customer disputes. Let’s review them below.
In December 2007, a complaint was filed against or in reference to Gerald Siegel by a customer of Citigroup Global Markets Inc. alleging unauthorized and unsuitable transactions 1999- March 2007. Per the customer, he/she lost over $300,000 because of Mr. Siegel’s actions.
In November 2001, a complaint was filed against or in reference to Gerald Siegel by a customer of Salomon Smith Barney alleging failure to follow instructions with regard to the sale of an equity in July 2000 and unauthorized trading with regard to the overpurchases of shares of equities in March 2000. Per the customer, he/she lost over $16,673.73 because of Mr. Siegel’s actions.
How To File A Claim Against Gerry Siegel of Aegis Capital Corp. (previously with JHS Capital Advisors, LLC and Vioni Capital Management, LLC) To Get Your Money Back
If you have questions about Gerry Siegel, Aegis Capital Corp., JHS Capital Advisors, LLC, Vioni Capital Management, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.