Advisor Alert: Our Attorneys Are Investigating Dan Charles Vismor For Investment Fraud
Did You Lose Money Because of Dan Vismor?
Filed: November 6, 2023
Dan Charles Vismor III currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Dan Charles Vismor.
Who Is Dan Charles Vismor of David Lerner Associates, Inc.?
- Advisor Name: Dan Charles Vismor
- Aliases: Dan Charles Vismor III
- CRD: 5321492
- Location: Boca Raton, Florida
- Current Employer: David Lerner Associates, Inc.
- Previous Firms: Newbridge Securities Corporation, Centaurus Financial, Inc., and J.P. Turner & Company, L.L.C.
- Number of Known Customer Complaints: 2
- Can Dan Vismor Be Sued: Yes, in Private Arbitration
- Can Dan Vismor’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $125,000
- Highest Settlement: $55,000
If you have suffered investment losses by Dan Vismor, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Dan Vismor For Broker Misconduct
As of this publication date, Dan Vismor has been the subject of 2 customer disputes. Let’s review them below.
In February 2021, a FINRA arbitration was filed against or in reference to Dan Vismor by a customer of J.P. Turner & Company and Cetera Financial Group alleging that JP Turner allowed its Registered Representatives to recommend unsuitable investments. The investments took place at the Registered Representatives prior broker/dealer. Per the customer, he/she lost over $125,000 because of Mr. Vismor’s actions. As of this publication date, this claim remains pending.
In September 2019, a FINRA arbitration was filed against or in reference to Dan Vismor by multiple customers of J.P. Turner & Company, L.L.C. (aka Cetera Financial Group and Centaurus Financial, Inc.) alleging that Mr. Vismor facilitated, misrepresented unsuitable investments and breached his fiduciary duty. Per the customers, they lost over $57,000 because of Mr. Vismor’s actions. On July 16, 2020, Mr. Vismor settled the claim for $55,000, and some or all of this amount may have been paid by Mr. Vismor’s employer and/or insurance carrier.
How To File A Claim Against Dan Vismor of David Lerner Associates, Inc. (previously with Newbridge Securities Corporation, Centaurus Financial, Inc., and J.P. Turner & Company, L.L.C.) To Get Your Money Back.
If you have questions about Dan Vismor, David Lerner Associates, Inc., Newbridge Securities Corporation, Centaurus Financial, Inc., J.P. Turner & Company, L.L.C., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.