Advisor Alert: Our Attorneys Are Investigating Clara Chen Tang For Investment Fraud
Did You Lose Money Because of Clara Tang?
Filed: November 6, 2023
Qing Chen (also known as Clara Chen Tang) currently has one (1) pending customer complaint. Overall, she has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Clara C Tang.
Who Is Clara C Tang?
- Advisor Name: Clara C Tang
- Aliases: Qing Chen, Clara Chen Tang
- CRD: 4852979
- Location: Cupertino, California
- Current Employer: Currently Not Registered
- Previous Firms: Cetera Investment Services LLC
- Number of Known Customer Complaints: 3
- Can Clara Tang Be Sued: Yes, in Private Arbitration
- Can Clara Tang’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000
- Highest Settlement: $290,000,
If you have suffered investment losses by Clara Tang, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Clara Tang For Broker Misconduct
As of this publication date, Clara Tang has been the subject of 3 customer disputes. Let’s review them below.
In March 2020, a complaint was filed against or in reference to Clara Tang by a customer of Cetera Investment Services LLC alleging that Ms. Tang recommended unsuitable investments. As of this publication date, this claim remains pending.
In March 2019, a FINRA arbitration was filed against or in reference to Clara Tang by a customer of Cetera Investment Services LLC alleging that Ms. Tang recommended unsuitable investments. Per the customer, he/she lost over $5,000 because of Ms. Tang’s actions. On October 31, 2022, Ms. Tang settled the claim for $290,000, and some or all of this amount may have been paid by Ms. Tang’s employer and/or insurance carrier.
In August 2018, a FINRA arbitration was filed against or in reference to Clara Tang by a customer of Cetera Investment Services alleging unsuitability, breach of fiduciary duty, breach of contract, elder financial abuse. On September 30, 2019, Ms. Tang settled the claim for $15,000, and some or all of this amount may have been paid by Ms. Tang’s employer and/or insurance carrier.
How To File A Claim Against Clara Tang (previously with Cetera Investment Services LLC) To Get Your Money Back.
If you have questions about Clara Tang, Cetera Investment Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.