Advisor Alert: Our Attorneys Are Investigating Vu Hoang Nguyen For Investment Fraud
Did You Lose Money Because of Vu (Bruce) Nguyen?
Filed: January 31, 2024
Vu Nguyen (also known as Bruce Nguyen) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Vu Hoang Nguyen.
Who Is Vu Hoang Nguyen of Raymond James & Associates, Inc.?
- Advisor Name: Vu Hoang Nguyen
- Aliases: Bruce Nguyen
- CRD: 3046369
- Location: San Jose, California
- Current Employer: Raymond James & Associates, Inc.
- Previous Firms: Unionbanc Investment Services, LLC and Wamu Investments, Inc.
- Number of Known Customer Complaints: 1
- Can Vu Nguyen Be Sued: Yes, in Private Arbitration
- Can Vu Nguyen’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $74,416
- Highest Settlement: Unknown
If you have suffered investment losses by Vu Nguyen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Vu (Bruce) Nguyen For Broker Misconduct
As of this publication date, Vu Nguyen has been the subject of 1 customer dispute. Let’s review it below.
In August 2020, a complaint was filed against or in reference to Vu Nguyen by a customer of Raymond James Financial Services, Inc. alleging that the initial purchase of annuity and subsequent surrender of annuity was not suitable. Per the customer, he/she lost over $74,416 because of Mr. Nguyen’s actions.
How To File A Claim Against Vu (Bruce) Nguyen of Raymond James & Associates, Inc. (previously with Unionbanc Investment Services, LLC and Wamu Investments, Inc.) To Get Your Money Back
If you have questions about Vu Nguyen, Raymond James & Associates, Inc., Unionbanc Investment Services, LLC, Wamu Investments, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.