Advisor Alert: Our Attorneys Are Investigating Barry Park Dow For Investment Fraud
Did You Lose Money Because of Barry Dow?
Filed: February 1, 2024
Barry Dow currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Barry Park Dow.
Who Is Barry Park Dow of Dempsey Lord Smith, LLC?
- Advisor Name: Barry Park Dow
- Aliases: Barry Dow
- CRD: 4827935
- Location: Rome and Suwanee, Georgia
- Current Employer: Dempsey Lord Smith, LLC
- Previous Firms: Retirement Cash Flow Group, LLC, Roger’s Retirement Readiness Alliance LLC, and Sequence Financial Specialists LLC
- Number of Known Customer Complaints: 1
- Can Barry Dow Be Sued: Yes, in Private Arbitration
- Can Barry Dow’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,001
- Highest Settlement: Unknown
If you have suffered investment losses by Barry Dow, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Barry Dow For Broker Misconduct
As of this publication date, Barry Dow has been the subject of 1 customer dispute. Let’s review it below.
In December 2023, a FINRA arbitration was filed against or in reference to Barry Dow by a customer of Dempsey Lord Smith, LLC alleging that Mr. Dow failed to conduct reasonable due diligence unsuitable recommendation of high-risk investment. Per the customer, he/she lost over $100,001 because of Mr. Dow’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Barry Dow of Dempsey Lord Smith, LLC (previously with Retirement Cash Flow Group, LLC, Roger’s Retirement Readiness Alliance LLC, and Sequence Financial Specialists LLC) To Get Your Money Back
If you have questions about Barry Dow, Dempsey Lord Smith, LLC, Retirement Cash Flow Group, LLC, Roger’s Retirement Readiness Alliance LLC, Sequence Financial Specialists LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.