Advisor Alert: Our Attorneys Are Investigating Lauren Skidmore Ivester For Investment Fraud

Did You Lose Money Because of Lauren Ivester?

Filed: March 20, 2024

Lauren Ivester (also known as Lauren K. Ivester, Lauren K. Skidmore) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Lauren Skidmore Ivester.

Who Is Lauren Skidmore Ivester of Dempsey Lord Smith, LLC?

  • Advisor Name: Lauren Skidmore Ivester
  • Aliases: Lauren K. Ivester, Lauren K. Skidmore
  • CRD: 5001776
  • Location: Cramerton, North Carolina
  • Current Employer: Dempsey Lord Smith, LLC
  • Previous Firms: Kalos Capital, Inc. and Morgan Stanley
  • Number of Known Customer Complaints: 2
  • Can Lauren Ivester Be Sued: Yes, in Private Arbitration
  • Can Lauren Ivester’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $220,000
  • Highest Settlement: $112,000

If you have suffered investment losses by Lauren Ivester, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Lauren Ivester For Broker Misconduct

As of this publication date, Lauren Ivester has been the subject of 2 customer disputes. Let’s review them below.

In November 2022, a FINRA arbitration was filed against or in reference to Lauren Ivester by a customer of Dempsey Lord Smith, LLC alleging negligence, breach of fiduciary duties, fraudulent misrepresentation, and breach of contract. Per the customer, he/she lost over $220,000 because of Ivester’s actions. On October 30, 2023, Ivester settled the claim for $67,150, and some or all of this amount may have been paid by Ivester’s employer and/or insurance carrier.

In June 2022, a FINRA arbitration was filed against or in reference to Lauren Ivester by a customer of Dempsey Lord Smith, LLC alleging unsuitable transactions. Per the customer, he/she lost over $130,000 because of Ivester’s actions. On August 23, 2023, Ivester settled the claim for $112,000, and some or all of this amount may have been paid by Ivester’s employer and/or insurance carrier.

How To File A Claim Against Lauren Ivester of Dempsey Lord Smith, LLC (previously with Kalos Capital, Inc. and Morgan Stanley) To Get Your Money Back

If you have questions about Lauren Ivester, Dempsey Lord Smith, LLC, Kalos Capital, Inc., Morgan Stanley, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Advisor Alert: Our Attorneys Are Investigating Barry Park Dow For Investment Fraud

Did You Lose Money Because of Barry Dow?

Filed: February 1, 2024

Barry Dow currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Barry Park Dow.

Who Is Barry Park Dow of Dempsey Lord Smith, LLC?

  • Advisor Name: Barry Park Dow
  • Aliases: Barry Dow
  • CRD: 4827935
  • Location: Rome and Suwanee, Georgia
  • Current Employer: Dempsey Lord Smith, LLC
  • Previous Firms: Retirement Cash Flow Group, LLC, Roger’s Retirement Readiness Alliance LLC, and Sequence Financial Specialists LLC
  • Number of Known Customer Complaints: 1
  • Can Barry Dow Be Sued: Yes, in Private Arbitration
  • Can Barry Dow’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $100,001
  • Highest Settlement: Unknown

If you have suffered investment losses by Barry Dow, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Barry Dow For Broker Misconduct

As of this publication date, Barry Dow has been the subject of 1 customer dispute. Let’s review it below.

In December 2023, a FINRA arbitration was filed against or in reference to Barry Dow by a customer of Dempsey Lord Smith, LLC alleging that Mr. Dow failed to conduct reasonable due diligence unsuitable recommendation of high-risk investment. Per the customer, he/she lost over $100,001 because of Mr. Dow’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Barry Dow of Dempsey Lord Smith, LLC (previously with Retirement Cash Flow Group, LLC, Roger’s Retirement Readiness Alliance LLC, and Sequence Financial Specialists LLC) To Get Your Money Back

If you have questions about Barry Dow, Dempsey Lord Smith, LLC, Retirement Cash Flow Group, LLC, Roger’s Retirement Readiness Alliance LLC, Sequence Financial Specialists LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.