Advisor Alert: Our Attorneys Are Investigating William George Cummings For Investment Fraud

Did You Lose Money Because of Bill Cummings?

Filed: October 26, 2023

Bill Cummings (also known as William George Cummings) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on William George Cummings.

Who Is William George Cummings of Osaic Wealth, Inc.?

  • Advisor Name: William George Cummings
  • Aliases: Bill Cummings, William G Cummings
  • CRD: 2034474
  • Location: St. Petersburg, Florida
  • Current Employer: Osaic Wealth, Inc.
  • Previous Firms: Signator Investors, Inc. and Transamerica Financial Advisors, Inc.
  • Number of Known Customer Complaints: 1
  • Can Bill Cummings Be Sued: Yes, in Private Arbitration
  • Can Bill Cummings’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $30,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Bill Cummings, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Bill Cummings For Broker Misconduct

As of this publication date, Bill Cummings has been the subject of 1 customer dispute. Let’s review it below.

In June 2020, a complaint was filed against or in reference to Bill Cummings by a customer of Royal Alliance Associates, Inc. alleging misrepresentation in the 2015 sale of a non-traded Business Development Company. Per the customer, he/she lost over $30,000 because of Mr. Cummings’s actions.

How To File A Claim Against Bill Cummings of Osaic Wealth, Inc. (previously with Signator Investors, Inc. and Transamerica Financial Advisors, Inc.) To Get Your Money Back.

If you have questions about Bill Cummings, Osaic Wealth, Inc., Signator Investors, Inc., Transamerica Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.