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Did You Lose Money Because of Charles Lee?

Filed: January 18, 2024

Charles Chae Lee (also known as Chae-Ho Yi, Chaeho Yi, Charles Yi) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Charles Chae Lee.

Who Is Charles Chae Lee of Ameriprise Financial Services, LLC?

  • Advisor Name: Charles Chae Lee
  • Aliases: Chae-Ho Yi, Chaeho Yi, Charles Yi
  • CRD: 3245991
  • Location: Richardson, Texas
  • Current Employer: Ameriprise Financial Services, LLC
  • Previous Firms: IDS Life Insurance Company
  • Number of Known Customer Complaints: 1
  • Can Charles Lee Be Sued: Yes, in Private Arbitration
  • Can Charles Lee’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $5,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Charles Lee, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Charles Lee For Broker Misconduct

As of this publication date, Charles Lee has been the subject of 1 customer dispute. Let’s review it below.

In February 2020, a complaint was filed against or in reference to Charles Lee by a customer of Ameriprise Financial Services, LLC alleging that Mr. Lee misrepresented the terms of a variable annuity in 2014. Per the customer, he/she lost over $23,804 because of Mr. Lee’s actions. On June 25, 2020, Mr. Lee settled the claim for $5,000, and some or all of this amount may have been paid by Mr. Lee’s employer and/or insurance carrier.

How To File A Claim Against Charles Lee of Ameriprise Financial Services, LLC (previously with IDS Life Insurance Company) To Get Your Money Back

If you have questions about Charles Lee, Ameriprise Financial Services, LLC, IDS Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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