Advisor Alert: Our Attorneys Are Investigating Kevin E Wesner For Investment Fraud
Did You Lose Money Because of Kevin Wesner?
Filed: March 18, 2024
Kevin Wesner currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kevin E Wesner.
Who Is Kevin E Wesner of UBS Financial Services Inc.?
- Advisor Name: Kevin E Wesner
- Aliases: Kevin Wesner
- CRD: 2827165
- Location: Baltimore, Maryland
- Current Employer: UBS Financial Services Inc.
- Previous Firms: Citigroup Global Markets Inc. and Legg Mason Wood Walker Inc.
- Number of Known Customer Complaints: 2
- Can Kevin Wesner Be Sued: Yes, in Private Arbitration
- Can Kevin Wesner’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,000
- Highest Settlement: $20,000
If you have suffered investment losses by Kevin Wesner, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kevin Wesner For Broker Misconduct
As of this publication date, Kevin Wesner has been the subject of 2 customer disputes. Let’s review them below.
In December 2022, a complaint was filed against or in reference to Kevin Wesner by a customer of Citigroup Global Markets Inc. alleging failure to follow instructions, negligence and breach of contract in a life insurance transaction dated around November 2007. Per the customer, he/she lost over $1,000,000 because of Mr. Wesner’s actions. As of this publication date, this claim remains pending.
In October 2010, a FINRA arbitration was filed against or in reference to Kevin Wesner by multiple customers of Citigroup Global Markets Inc. alleging that Mr. Wesner engaged in unsuitable and excessive trading in their accounts. Per the customers, they lost over $100,000 because of Mr. Wesner’s actions. On June 24, 2011, Mr. Wesner settled the claim for $20,000, and some or all of this amount may have been paid by Mr. Wesner’s employer and/or insurance carrier.
How To File A Claim Against Kevin Wesner of UBS Financial Services Inc. (previously with Citigroup Global Markets Inc. and Legg Mason Wood Walker Inc.) To Get Your Money Back
If you have questions about Kevin Wesner, UBS Financial Services Inc., Citigroup Global Markets Inc., Legg Mason Wood Walker Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.