Advisor Alert: Our Attorneys Are Investigating Robert James Hoefel For Investment Fraud
Did You Lose Money Because of Bob Hoefel?
Filed: February 9, 2024
Robert Hoefel (also known as Bob Hoefel) has been the subject of three (3) customer complaints and two (2) termination events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Robert James Hoefel.
Who Is Robert James Hoefel?
- Advisor Name: Robert James Hoefel
- Aliases: Bob Hoefel
- CRD: 1508512
- Location: Tacoma, Washington
- Current Employer: Currently Not Registered
- Previous Firms: U.S. Bancorp Investments, Inc., Wells Fargo Clearing Services, LLC, and Wells Fargo Investments, LLC
- Number of Known Customer Complaints: 3
- Number of Known Termination Events: 2
- Can Robert Hoefel Be Sued: Yes, in Private Arbitration
- Can Robert Hoefel’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000
- Highest Settlement: Unknown
If you have suffered investment losses by Robert Hoefel, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Bob Hoefel For Broker Misconduct
As of this publication date, Robert Hoefel has been the subject of 2 customer disputes. Let’s review them below.
In December 2023, U.S. Bancorp Investments, Inc. terminated Robert Hoefel for failing to respond timely to a regulator and failing to notify the firm he was contacted by a regulatory body.
In August 2023, Wells Fargo Clearing Services, LLC terminated Robert Hoefel after disclosing during Firm review that he did not contact a client before authorizing a trade in their account and did not escalate the subsequent customer complaint.
In November 2008, a complaint was filed against or in reference to Robert Hoefel by a customer of Wamu Investments, Inc. alleging that Mr. Hoefel was instructed to liquidate all the client’s mutual funds in April 2007 which the client claims the registered representative did not do.
In August 2008, a complaint was filed against or in reference to Robert Hoefel by multiple customers of Wamu Investments, Inc. (currently known as Chase Investment Services Corp.) alleging that Mr. Hoefel misrepresented the bond they purchased in December 2006.
In September 2000, a complaint was filed against or in reference to Robert Hoefel by a customer of WM Financial Services, Inc. alleging that the purchase of a municipal bond on August 18, 2000 was unsuitable. Per the customer, he/she lost over $5,000 because of Mr. Hoefel’s actions.
How To File A Claim Against Bob Hoefel (previously with U.S. Bancorp Investments, Inc., Wells Fargo Clearing Services, LLC, and Wells Fargo Investments, LLC) To Get Your Money Back
If you have questions about Robert Hoefel, U.S. Bancorp Investments, Inc., Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.