Did You Lose Money Because of Brian Stern?
Filed: February 9, 2024
Brian Stern currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian Campion Stern.
Who Is Brian Campion Stern of Osaic Wealth, Inc.?
- Advisor Name: Brian Campion Stern
- Aliases: Brian Stern
- CRD: 3137402
- Location: Rochester, Minnesota
- Current Employer: Osaic Wealth, Inc.
- Previous Firms: Signator Investors, Inc. and Transamerica Financial Advisors, Inc.
- Number of Known Customer Complaints: 1
- Can Brian Stern Be Sued: Yes, in Private Arbitration
- Can Brian Stern’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $845,000
- Highest Settlement: Unknown
If you have suffered investment losses by Brian Stern, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Stern For Broker Misconduct
As of this publication date, Brian Stern has been the subject of 1 customer dispute. Let’s review it below.
In November 2023, a FINRA arbitration was filed against or in reference to Brian Stern by a customer of Transamerica Financial Advisors, Inc. alleging that Mr. Stern advised the client to surrender her husband’s annuity after his death and subsequently sold her products that were unsuitable for her. Per the customer, she lost over $845,000 because of Mr. Stern’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Brian Stern of Osaic Wealth, Inc. (previously with Signator Investors, Inc. and Transamerica Financial Advisors, Inc.) To Get Your Money Back
If you have questions about Brian Stern, Osaic Wealth, Inc., Signator Investors, Inc., Transamerica Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
