Advisor Alert: Our Attorneys Are Investigating David Allen Gibbs For Investment Fraud
Did You Lose Money Because of David Gibbs?
Filed: February 9, 2024
David Gibbs has been the subject of one (1) termination event and five (5) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Allen Gibbs.
Who Is David Allen Gibbs of J. Alden Associates, Inc.?
- Advisor Name: David Allen Gibbs
- Aliases: David Gibbs
- CRD: 2917334
- Location: Wayne, Pennsylvania
- Current Employer: J. Alden Associates, Inc.
- Previous Firms: MML Investors Services, LLC and MSI Financial Services, Inc.
- Number of Known Termination Events: 1
- Number of Known Judgment/Lien Events: 5
- Can David Gibbs Be Sued: Yes, in Private Arbitration
- Can David Gibbs’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by David Gibbs, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Gibbs For Broker Misconduct
As of this publication date, David Gibbs has been the subject of 1 termination event and 5 judgment/lien events. Let’s review them below.
In August 2023, MML Investors Services, LLC terminated David Gibbs for violating firm policy with respect to obtaining a loan from a customer.
In May 2019, David Gibbs was the subject of a civil judgment or lien in the amount of $3,286. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In August 2017, David Gibbs was the subject of a civil judgment or lien in the amount of $537. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In July 2016, David Gibbs was the subject of a civil judgment or lien in the amount of $7,805. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In September 2015, David Gibbs was the subject of a civil judgment or lien in the amount of $11,487.73. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In November 2014, David Gibbs was the subject of a civil judgment or lien in the amount of $8,729. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against David Gibbs of J. Alden Associates, Inc. (previously with MML Investors Services, LLC and MSI Financial Services, Inc.) To Get Your Money Back
If you have questions about David Gibbs, J. Alden Associates, Inc., MML Investors Services, LLC, MSI Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.