Advisor Alert: Our Attorneys Are Investigating Matthew Brooke West For Investment Fraud
Did You Lose Money Because of Matt West?
Filed: February 9, 2024
Matthew West (also known as Matt West) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Matthew Brooke West.
Who Is Matthew Brooke West of USCA Securities LLC and U.S. Capital Wealth Advisors, LLC?
- Advisor Name: Matthew Brooke West
- Aliases: Matt West, Matthew West
- CRD: 2554449
- Location: Houston and Austin, Texas
- Current Employer: USCA Securities LLC and U.S. Capital Wealth Advisors, LLC
- Previous Firms: USCA Ria LLC and UBS Financial Services Inc.
- Number of Known Customer Complaints: 1
- Can Matthew West Be Sued: Yes, in Private Arbitration
- Can Matthew West’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $3,500,000
- Highest Settlement: Unknown
If you have suffered investment losses by Matthew West, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Matt West For Broker Misconduct
As of this publication date, Matthew West has been the subject of 1 customer dispute. Let’s review it below.
In October 2023, a complaint was filed against or in reference to Matthew West by a customer of USCA Securities LLC alleging losses and missed opportunity related to specific investments that go back five years, but overall his accounts were profitable while at USCA. The client complains about a security that was initially recommended by USCA, but the client continued to make unsolicited purchases when the security’s price had already started to decline. Per the customer, he/she lost over $3,500,000 because of Mr. West’s actions.
How To File A Claim Against Matt West of USCA Securities LLC and U.S. Capital Wealth Advisors, LLC (previously with USCA Ria LLC and UBS Financial Services Inc.) To Get Your Money Back
If you have questions about Matthew West, USCA Securities LLC, U.S. Capital Wealth Advisors, LLC, USCA Ria LLC, UBS Financial Services Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.