Advisor Alert: Our Attorneys Are Investigating Robert Mark Ambrus For Investment Fraud
Did You Lose Money Because of Robert Ambrus?
Filed: January 24, 2024
Robert Ambrus has been the subject of one (1) criminal event, one (1) customer complaint, and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Robert Mark Ambrus.
Who Is Robert Mark Ambrus of Ameriprise Financial Services, LLC?
- Advisor Name: Robert Mark Ambrus
- Aliases: Mr Robert Ambrus
- CRD: 2556441
- Location: New York, New York
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Citigroup Global Markets Inc. and HSBC Securities (USA) Inc.
- Number of Known Customer Complaints: 1
- Number of Known Criminal Events: 1
- Number of Known Termination Events: 1
- Can Robert Ambrus Be Sued: Yes, in Private Arbitration
- Can Robert Ambrus’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $8,675.96
- Highest Settlement: Unknown
If you have suffered investment losses by Robert Ambrus, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Robert Ambrus For Broker Misconduct
As of this publication date, Robert Ambrus has been the subject of 1 criminal event, 1 customer dispute, and 1 termination event. Let’s review them below.
In July 2020, Citigroup Global Markets Inc. terminated Robert Ambrus for concerns over client complaints and communications with that client about status of principal and risk in an investment.
In April 2020, a complaint was filed against or in reference to Robert Ambrus by a customer of Citigroup Global Markets Inc. alleging that the client gave Mr. Ambrus $901k and told him that she needed it to remain fully liquid. The client claimed that the registered representative assured her that her money would remain fully liquid, principal would be protected with no risk of loss and 2% interest guaranteed, and there would be no fees or penalties, but further alleged that he did not disclose the investment was a Lord Abbett fund until after the money was transferred. Per the customer, she lost over $8,675.96 because of Mr. Ambrus’s actions.
In May 1997, felony charges were pressed against Mr. Ambrus in United States District Court for the Eastern District of Wisconsin. Mr. Ambrus received 1 felony charge for transmitting in interstate commerce a threat to injure another person.
How To File A Claim Against Robert Ambrus of Ameriprise Financial Services, LLC (previously with Citigroup Global Markets Inc. and HSBC Securities (USA) Inc.) To Get Your Money Back
If you have questions about Robert Ambrus, Ameriprise Financial Services, LLC, Citigroup Global Markets Inc., HSBC Securities (USA) Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.